House Bill No. 8004
               House Bill No. 8004

   June 18 Special Session, PUBLIC ACT NO. 97-5


AN ACT CONCERNING CAMPAIGN FINANCE REFORM.

    Be it enacted  by  the  Senate  and  House  of
Representatives in General Assembly convened:
    Section 1. (NEW)  (a)  The  Secretary  of  the
State shall (1)  not  later  than  July  1,  1998,
create a software  program  or  programs  for  the
preparation  of  financial  disclosure  statements
required  by  section   9-333j   of   the  general
statutes, as amended  by  this  act,  and  (2) not
later than July  1,  1999,  prescribe the standard
reporting  format  and  specifications  for  other
software  programs created  by  vendors  for  such
purpose,  subject  to   the  approval,  for  legal
sufficiency, of the  State  Elections  Enforcement
Commission.  No  software  program  created  by  a
vendor may be  used  for the electronic submission
of such financial disclosure statements, until the
Secretary of the State determines that the program
provides for the  standard  reporting  format, and
complies  with  the   specifications,   which  are
prescribed   under   subdivision   (2)   of   this
subsection  for  vendor   software  programs.  The
secretary, in consultation  with  the  commission,
shall provide training  in the use of the software
program or programs created by the secretary.
    (b) On and after January 1, 1999, the campaign
treasurer  of the  candidate  committee  for  each
candidate for nomination or election to the office
of   Governor,   Lieutenant   Governor,   Attorney
General,  State Comptroller,  State  Treasurer  or
Secretary of the  State  who  raises or spends two
hundred fifty thousand  dollars  or more during an
election campaign shall  file  in  electronic form
all financial disclosure  statements  required  by
said section 9-333j  by either transmitting disks,
tapes or other electronic storage media containing
the contents of  such  statements to the office of
the Secretary of  the  State  or  transmitting the
statements  on-line  to  said  office.  Each  such
campaign treasurer shall use either (1) a software
program created by  the  Secretary  of  the  State
under subdivision (1)  of  subsection  (a) of this
section, for all such statements filed on or after
January  1,  1999,  or  (2)  or  another  software
program which provides  for the standard reporting
format,  and  complies  with  the  specifications,
which  are  prescribed   by  the  secretary  under
subdivision (2) of subsection (a) of this section,
for all such  statements filed on or after July 1,
1999. The office  of  the  Secretary  of the State
shall accept any  statement  that  uses  any  such
software   program.  Once   any   such   candidate
committee has raised  or  spent  two hundred fifty
thousand  dollars  or   more  during  an  election
campaign, all previously filed statements required
by said section  9-333j,  which  were not filed in
electronic form shall  be  refiled  in  such form,
using such a  software program, not later than the
date  on  which  the  campaign  treasurer  of  the
committee is required  to  file  the  next regular
statement under said section 9-333j.
    (c) On and  after  January  1,  1999,  (1) the
campaign treasurer of  the candidate committee for
any other candidate,  as defined in section 9-333a
of the general  statutes,  as amended by this act,
who is required  to  file the financial disclosure
statements  required  by  section  9-333j  of  the
general statutes, as amended by this act, with the
office of the  Secretary  of the State and (2) the
campaign treasurer of  any  political committee or
party committee, may  file  in electronic form any
financial disclosure statements  required  by said
section 9-333j. Such filings may be made by either
transmitting  disks,  tapes  or  other  electronic
storage  media containing  the  contents  of  such
statements to the  proper  authority under section
9-333e of the general statutes or transmitting the
statements on-line to  such proper authority. Each
such campaign treasurer  shall  use  either  (A) a
software program created  by  the Secretary of the
State under subdivision  (1)  of subsection (a) of
this section, for  all  such  statements  filed in
electronic form on  or  after  January 1, 1999, or
(B) another software  program  which  provides for
the standard reporting  format,  and complies with
the specifications, which  are  prescribed  by the
secretary under subdivision  (2) of subsection (a)
of this section,  for all such statements filed in
electronic form on  or  after  July  1,  1999. The
proper  authority  under  section  9-333e  of  the
general statutes shall  accept  any statement that
uses any such software program.
    Sec. 2. (NEW)  On  and  after January 1, 1999,
the Secretary of  the  State  shall, to the extent
feasible, convert all  data in statements required
by section 9-333j  of  the  general  statutes,  as
amended by this  act,  that  are  filed  in  paper
format on and  after  such  date, to an electronic
format.
    Sec. 3. (NEW)  On  and  after January 1, 1999,
the  Secretary  of   the   State  shall  make  all
computerized  data  from  statements  required  by
section 9-333j of the general statutes, as amended
by this act,  available  to the public through (1)
computer terminals in  the Office of the Secretary
of the State  and,  if  feasible, at remote access
locations  and  (2)  the  Internet  or  any  other
generally available on-line computer network.
    Sec. 4. Not  later  than February 1, 2000, the
Secretary of the  State  shall  submit a report to
the  joint  standing   committee  of  the  General
Assembly having cognizance  of matters relating to
elections, in accordance  with  the  provisions of
section 11-4a of  the general statutes. The report
shall set forth his findings on the implementation
of sections 1, 2 and 3 of this act.
    Sec. 5. (NEW) (a) Not later than July 1, 1998,
the State Ethics  Commission  shall  (1)  create a
software program for  the preparation of financial
reports required by  section  1-96  of the general
statutes,  as  amended   by   this  act,  and  (2)
prescribe   specifications  for   other   software
programs created by  vendors for such purpose. The
commission shall provide  training  in  the use of
the software program created by the commission.
    (b)  On  and   after  January  1,  1999,  each
registrant required to  file any financial reports
under section 1-96  of  the  general  statutes, as
amended, shall do  so in electronic form using the
software   created   by   the   commission   under
subsection (a) of this section or another software
program which meets  the specifications prescribed
by the commission under said subsection (a).
    Sec. 6. (NEW)  On  and  after January 1, 1999,
the  State  Ethics   Commission   shall  make  all
computerized data from  financial reports required
by  section  1-96  of  the  general  statutes,  as
amended, available to  the  public  through  (1) a
computer terminal in  the office of the commission
and  (2)  the  Internet  or  any  other  generally
available on-line computer network.
    Sec. 7. Not  later  than February 1, 2000, the
State Ethics Commission  shall  submit a report to
the  joint  standing   committee  of  the  General
Assembly having cognizance  of matters relating to
ethics,  in  accordance  with  the  provisions  of
section 11-4a of  the general statutes. The report
shall set forth its findings on the implementation
of sections 5 and 6 of this act.
    Sec. 8. Subsection  (c)  of  section 9-333j of
the general statutes is repealed and the following
is substituted in lieu thereof:
    (c) (1) Each  statement filed under subsection
(a), (e) or (f) of this section shall include, but
not be limited  to:  (A) An itemized accounting of
each contribution, if any, including the full name
and complete address  of  each contributor and the
amount of the  contribution;  (B)  in  the case of
anonymous contributions, the total amount received
and the denomination of the bills; (C) an itemized
accounting of each  expenditure, if any, including
the full name  and complete address of each payee,
the amount and the purpose of the expenditure, THE
CANDIDATE SUPPORTED OR OPPOSED BY THE EXPENDITURE,
WHETHER THE EXPENDITURE  IS  MADE INDEPENDENTLY OF
THE  CANDIDATE  SUPPORTED   OR   IS   AN   IN-KIND
CONTRIBUTION TO THE  CANDIDATE, and a statement of
the balance on  hand  or  deficit, as the case may
be; (D) an  itemized  accounting  of  each expense
incurred but not paid; (E) the name and address of
any person who  is  the guarantor of a loan to, or
the cosigner of  a  note  with,  the  candidate on
whose behalf the  committee  was  formed,  or  the
campaign  treasurer  in   the   case  of  a  party
committee or a  political  committee  or  who  has
advanced  a  security   deposit   to  a  telephone
company,  as  defined   in   section   16-1,   for
telecommunications service for  a  committee;  (F)
for  each business  entity  or  person  purchasing
advertising space in  a program for a fund-raising
affair,  the name  and  address  of  the  business
entity and the name of the chief executive officer
of the business  entity or the name and address of
the person, and  the  amount and aggregate amounts
of such purchases;  (G)  FOR  EACH  INDIVIDUAL WHO
CONTRIBUTES IN EXCESS  OF  ONE HUNDRED DOLLARS BUT
NOT  MORE  THAN   ONE  THOUSAND  DOLLARS,  IN  THE
AGGREGATE,  TO THE  EXTENT  KNOWN,  THE  PRINCIPAL
OCCUPATION OF SUCH  INDIVIDUAL AND THE NAME OF THE
INDIVIDUAL'S  EMPLOYER,  IF   ANY;  (H)  for  each
individual  who  contributes   in  excess  of  one
thousand dollars in  the  aggregate, the principal
occupation of such  individual,  the  name  of the
individual's employer, if  any,  and  a  statement
indicating whether the  individual  or  a business
with which he  is  associated  has a contract with
the  state which  is  valued  at  more  than  five
thousand dollars; and  [(H)] (I) for each itemized
contribution made by  a  lobbyist, the spouse of a
lobbyist or any  dependent child of a lobbyist who
resides in the  lobbyist's  household, a statement
to  that effect.  Each  campaign  treasurer  shall
include in such  statement  an itemized accounting
of the receipts  and  expenditures relative to any
testimonial affair held  under  the  provisions of
section 9-333k or any other fund-raising affair.
    (2)    Each    contributor     described    in
[subparagraphs (G) and]  SUBPARAGRAPH  (G), (H) OR
(I) of subdivision  (1)  of this subsection shall,
at the time  he makes such a contribution, provide
the information which  the  campaign  treasurer is
required to include  under said [subparagraphs (G)
and (H)] SUBPARAGRAPH in the statement filed under
subsection  (a),  (e)  or  (f)  of  this  section.
NOTWITHSTANDING ANY PROVISION  OF  SUBDIVISION (2)
OF  SECTION 9-7b,  ANY  CONTRIBUTOR  DESCRIBED  IN
SUBPARAGRAPH  (G)  OF   SUBDIVISION  (1)  OF  THIS
SUBSECTION WHO DOES  NOT  PROVIDE SUCH INFORMATION
AT THE TIME  HE  MAKES SUCH A CONTRIBUTION AND ANY
TREASURER SHALL NOT  BE  SUBJECT TO THE PROVISIONS
OF SUBDIVISION (2)  OF SECTION 9-7b. If a campaign
treasurer receives [any  such] A contribution from
an  individual  which   separately,   or   in  the
aggregate, is in  excess  of  one thousand dollars
and  the  contributor   has   not   provided   the
information required by  said  subparagraph  [(G)]
(H), the campaign treasurer: [, within] (i) WITHIN
three   business   days    after   receiving   the
contribution,  shall  send   a  request  for  such
information to the  contributor by certified mail,
return receipt requested;  [.  Notwithstanding the
provisions  of  section   9-333h,   the   campaign
treasurer] (ii) shall  not  deposit [any such] THE
contribution  until he  obtains  such  information
from the contributor,  [.  The campaign treasurer]
NOTWITHSTANDING THE PROVISIONS  OF SECTION 9-333h,
AND (iii) shall  return  the  contribution  to the
contributor if the  contributor  does  not provide
the  required  information  within  fourteen  days
after the treasurer's  written  request or the end
of the reporting  period in which the contribution
was received, whichever is later. Any failure of a
contributor to provide  the  information which the
campaign treasurer is  required  to  include under
said subparagraph [(H)]  (G) OR (I), which results
in noncompliance by  the  campaign  treasurer with
the provisions of  said  subparagraph [(H)] (G) OR
(I), shall be  a  complete  defense  to any action
against  the campaign  treasurer  for  failure  to
disclose such information.
    (3) Contributions from  a single individual to
a campaign treasurer  in  the  aggregate  totaling
thirty dollars or  less  need  not be individually
identified   in   the   statement,   but   a   sum
representing  the  total   amount   of   all  such
contributions made by  all such individuals during
the period to  be  covered by such statement shall
be a separate  entry, identified only by the words
"total contributions from small contributors".
    (4) Statements filed  in  accordance with this
section shall remain  public  records of the state
for five years  from  the date such statements are
filed.
    Sec. 9. Section 9-333b of the general statutes
is repealed and  the  following  is substituted in
lieu thereof:
    (a) As used  in  this  chapter, "contribution"
means:
    (1)  Any gift,  subscription,  loan,  advance,
payment or deposit  of money or anything of value,
made for the purpose of influencing the nomination
for election, or  election,  of  any person or for
the purpose of  aiding or promoting the success or
defeat of any  referendum question or on behalf of
any political party;
    (2) A written  contract,  promise or agreement
to make a contribution for any such purpose;
    (3) The payment  by  any  person, other than a
candidate or campaign  treasurer,  of compensation
for the personal  services  of  any  other  person
which are rendered  without  charge to a committee
or candidate for any such purpose;
    (4) An expenditure  when made by a person with
the cooperation of,  or  in consultation with, any
candidate,  candidate  committee   or  candidate's
agent or which  is made in concert with, or at the
request or suggestion of, any candidate, candidate
committee or candidate's agent; or
    (5) Funds received  by  a  committee which are
transferred from another committee or other source
for any such purpose.
    (b) As used  in  this  chapter, "contribution"
does not mean:
    (1) A loan  of  money  made  in  the  ordinary
course of business by a national or state bank;
    (2) Any communication  made  by a corporation,
organization  or  association   to   its  members,
owners, stockholders, executive  or administrative
personnel, or their families;
    (3)   Nonpartisan   voter   registration   and
get-out-the-vote  campaigns  by  any  corporation,
organization or association  aimed at its members,
owners, stockholders, executive  or administrative
personnel, or their families;
    (4)   Uncompensated   services   provided   by
individuals volunteering their time;
    (5) The use  of real or personal property, and
the  cost  of   invitations,  food  or  beverages,
voluntarily  provided  by   an   individual  to  a
candidate or on  behalf of a state central or town
committee,   in   rendering   voluntary   personal
services for candidate or party-related activities
at the individual's  residence, to the extent that
the cumulative value  of  the invitations, food or
beverages provided by  the individual on behalf of
any single candidate  does  not exceed two hundred
dollars with respect  to  any single election, and
on behalf of all state central and town committees
does  not  exceed  four  hundred  dollars  in  any
calendar year;
    (6) The sale  of food or beverage for use in a
candidate's campaign or for use by a state central
or town committee  at a discount, if the charge is
not less than  the  cost  to  the  vendor,  to the
extent that the  cumulative  value of the discount
given to or on behalf of any single candidate does
not exceed two hundred dollars with respect to any
single  election,  and  on  behalf  of  all  state
central and town  committees  does not exceed four
hundred dollars in a calendar year;
    (7)  Any  unreimbursed   payment   for  travel
expenses made by  an  individual  who  on  his own
behalf volunteers his  personal  services  to  any
single  candidate to  the  extent  the  cumulative
value does not  exceed  two  hundred  dollars with
respect to any  single  election, and on behalf of
all state central  or  town  committees  does  not
exceed four hundred dollars in a calendar year;
    (8)  The  payment,   by   a  party  committee,
political committee or an individual, of the costs
of   preparation,  display,   mailing   or   other
distribution   incurred  by   the   committee   or
individual with respect to any printed slate card,
sample ballot or other printed list containing the
names of three or more candidates;
    (9)  The donation  of  any  item  of  personal
property by an  individual  to  a  committee for a
fund-raising  affair,  including  a  tag  sale  or
auction, or the  purchase  by an individual of any
such item at  such  an  affair, to the extent that
the cumulative value donated or purchased does not
exceed fifty dollars;
    [(10) The purchase by an individual of tickets
to any single  fund-raising  affair  to the extent
the aggregate purchase  price  of all such tickets
does not exceed thirty dollars;
    (11)] (10) The  purchase  of advertising space
which  clearly  identifies  the  purchaser,  in  a
program for a  fund-raising  affair,  provided the
cumulative purchase of  such space does not exceed
two  hundred  fifty   dollars   from   any  single
candidate or his  committee  with  respect  to any
single  election campaign  or  two  hundred  fifty
dollars from any  single  party committee or other
political committee in  any  calendar  year if the
purchaser is a  business  entity  or fifty dollars
for purchases by any other person;
    [(12)]  (11)  The   payment   of  money  by  a
candidate to his candidate committee;
    [(13)] (12) The  donation of goods or services
by  a  business   entity  to  a  committee  for  a
fund-raising  affair,  including  a  tag  sale  or
auction, to the  extent  that the cumulative value
donated does not exceed one hundred dollars; or
    [(14)] (13) The  advance of a security deposit
by  an  individual  to  a  telephone  company,  as
defined in section  16-1,  for  telecommunications
service for a  committee,  provided  the  security
deposit is refunded to the individual.
    Sec. 10. Subsection  (g)  of section 9-333l of
the general statutes is repealed and the following
is substituted in lieu thereof:
    (g) As used  in  this  subsection,  "immediate
family" means any  spouse  or  dependent child who
resides in a  lobbyist's  household. Each lobbyist
who is an  individual  and,  in  conjunction  with
members   of   his    immediate    family,   makes
contributions  to  or  purchases  from  committees
exceeding one thousand  dollars  in  the aggregate
during the twelve-month  period  beginning July 1,
1993, or July  first in any year thereafter, shall
file a statement,  sworn  under  penalty  of false
statement, with the  Secretary  of  the  State  in
accordance with the  provisions of section 9-333e,
on the second  Thursday  in July following the end
of such twelve-month  period.  The statement shall
include: (1) The  name  of each committee to which
the lobbyist or  a  member of his immediate family
has made a contribution and the amount and date of
each such contribution;  and  (2) the name of each
committee from which the lobbyist or member of his
immediate  family  has   purchased   any  item  of
property or advertising  space  in  a  program [or
ticket] in connection  with  a  fund-raising event
which  is  not  considered  a  contribution  under
subsection (b) of  section  9-333b,  AS AMENDED BY
THIS ACT, and  the amount, date and description of
each  such  purchase.  Each  lobbyist  who  is  an
individual and who, in conjunction with members of
his immediate family,  does not make contributions
to  or purchases  from  committees  exceeding  one
thousand dollars in  the aggregate during any such
twelve-month period shall  file a statement, sworn
under  penalty  of   false   statement,  with  the
Secretary of the  State  in  accordance  with  the
provisions  of  section   9-333e,  on  the  second
Thursday in July, so indicating.
    Sec.  11.  Section   9-333a   of  the  general
statutes  is  repealed   and   the   following  is
substituted in lieu thereof:
    As used in this chapter:
    (1)  "Committee"  means   a  party  committee,
political  committee  or   a  candidate  committee
organized,  as the  case  may  be,  for  a  single
primary, election or  referendum,  or  for ongoing
political  activities,  to   aid  or  promote  the
success or defeat  of any political party, any one
or  more  candidates  for  public  office  or  the
position of convention  delegate or town committee
member or any referendum question.
    (2) "Party committee"  means  a  state central
committee or a  town  committee. "Party committee"
does not mean a party-affiliated or district, ward
or borough committee  which  receives  all  of its
funds from the  state  central  committee  of  its
party or from  a  single  town  committee with the
same  party affiliation.  Any  such  committee  so
funded shall be  construed  to  be  a  part of its
state central or  town  committee  for purposes of
this chapter.
    (3)   "Political  committee"   means   (A)   a
committee  organized  by   a  business  entity  or
organization, (B) persons  other than individuals,
or two or  more  individuals  organized  or acting
jointly conducting their  activities in or outside
the  state,  (C)  a  committee  established  by  a
candidate  to  determine   the  particular  public
office  to  which  he  shall  seek  nomination  or
election, and referred  to  in  this chapter as an
exploratory   committee   or   (D)   a   committee
established  by  or   on  behalf  of  a  slate  of
candidates  in  a  primary  for  the  position  of
convention delegate, but does not mean a candidate
committee or a party committee.
    (4) "Candidate committee"  means any committee
designated by a  single  candidate, or established
with the consent,  authorization or cooperation of
a candidate, for  the  purpose of a single primary
or election and  to  aid  or promote his candidacy
alone  for  a  particular  public  office  or  the
position of town  committee  member,  but does not
mean a political committee or a party committee.
    (5)    "National    committee"    means    the
organization which according  to  the  bylaws of a
political party is  responsible for the day-to-day
operation of the party at the national level.
    (6)    "Organization"    means    all    labor
organizations,    (A)   as    defined    in    the
Labor-Management Reporting and  Disclosure  Act of
1959, as from  time  to  time  amended,  or (B) as
defined  in subdivision  (9)  of  section  31-101,
employee organizations as  defined  in  subsection
(d)  of  section  5-270  and  subdivision  (6)  of
section    7-467,    bargaining     representative
organizations for teachers,  any  local,  state or
national   organization,   to    which   a   labor
organization pays membership  or  per capita fees,
based  upon its  affiliation  or  membership,  and
trade or professional  associations  which receive
their  funds  exclusively  from  membership  dues,
whether organized in or outside of this state, but
does  not  mean   a   candidate  committee,  party
committee or a political committee.
    (7)  "Business entity"  means  the  following,
whether organized in  or  outside  of  this state:
Stock  corporations, banks,  insurance  companies,
business   associations,   bankers   associations,
insurance  associations,  trade   or  professional
associations which receive  funds  from membership
dues  and  other   sources,   partnerships,  joint
ventures,  private  foundations,   as  defined  in
Section 509 of  the Internal Revenue Code of 1986,
or any subsequent  corresponding  internal revenue
code of the  United  States,  as from time to time
amended; trusts or estates; corporations organized
under  sections  38a-175  to  38a-192,  inclusive,
38a-199  to 38a-209,  inclusive,  and  38a-214  to
38a-225,  inclusive,  and  chapters  594  to  597,
inclusive;    cooperatives,    and    any    other
association,  organization  or   entity  which  is
engaged  in  the   operation   of  a  business  or
profit-making  activity;  but   does  not  include
professional service corporations  organized under
chapter 594a and  owned  by  a  single individual,
nonstock corporations which  are  not  engaged  in
business or profit-making activity, organizations,
as defined in  subdivision  (6)  of  this section,
candidate   committees,   party   committees   and
political committees as  defined  in this section.
For purposes of  this  chapter, corporations which
are component members  of  a  controlled  group of
corporations,  as  those   terms  are  defined  in
Section 1563 of the Internal Revenue Code of 1986,
or any subsequent  corresponding  internal revenue
code of the  United  States,  as from time to time
amended, shall be deemed to be one corporation.
    (8) "Individual" means  a  human being, a sole
proprietorship,   or   a    professional   service
corporation organized under chapter 594a and owned
by a single human being.
    (9) "Person" means  an  individual, committee,
firm,   partnership,  organization,   association,
syndicate,  company  trust,  corporation,  limited
liability company or any other legal entity of any
kind but does  not mean the state or any political
or administrative subdivision of the state.
    (10) "Candidate" means an individual who seeks
nomination  for election  or  election  to  public
office whether or  not such individual is elected,
and for the purposes of this chapter an individual
shall be deemed to seek nomination for election or
election if he has (A) been endorsed by a party or
become eligible for a position on the ballot at an
election or primary  or  (B) solicited or received
contributions or made  expenditures  or  given his
consent to any  other person to solicit or receive
contributions or make expenditures with the intent
to bring about  his  nomination  for  election  or
election  to any  such  office.  "Candidate"  also
means a slate  of candidates which is to appear on
the  ballot in  a  primary  for  the  position  of
convention delegate. For  the purposes of sections
9-333 to 9-333l,  inclusive,  AS  AMENDED  BY THIS
ACT, and section 9-333w, "candidate" also means an
individual who is  a  candidate  in  a primary for
town committee members.
    (11) "Campaign treasurer" means the individual
appointed by a  candidate  or by the chairman of a
party  committee  or   a  political  committee  to
receive  and  disburse  funds  on  behalf  of  the
candidate or committee.
    (12)  "Deputy campaign  treasurer"  means  the
individual appointed by  the  candidate  or by the
chairman of a  committee  to serve in the capacity
of  the  campaign   treasurer   if   the  campaign
treasurer is unable to perform his duties.
    (13) "Solicitor" means an individual appointed
by a campaign treasurer of a committee to receive,
but  not to  disburse,  funds  on  behalf  of  the
committee.
    (14) "Referendum question" means a question to
be  voted upon  at  any  election  or  referendum,
including a proposed constitutional amendment.
    (15) "Lobbyist" means a lobbyist as defined in
subsection (l) of section 1-91.
    (16) "Business with  which  he  is associated"
means any business  in  which the contributor is a
director,  officer,  owner,   limited  or  general
partner or holder  of  stock constituting five per
cent or more of the total outstanding stock of any
class.  Officer  refers  only  to  the  president,
executive or senior vice-president or treasurer of
such business.
    (17)   "INDEPENDENT  EXPENDITURE"   MEANS   AN
EXPENDITURE  THAT IS  MADE  WITHOUT  THE  CONSENT,
KNOWING  PARTICIPATION,  OR   CONSULTATION  OF,  A
CANDIDATE OR AGENT  OF  THE  CANDIDATE  COMMITTEE.
"INDEPENDENT  EXPENDITURE"  DOES  NOT  INCLUDE  AN
EXPENDITURE (A) IF  THERE  IS  ANY COORDINATION OR
DIRECTION WITH RESPECT  TO THE EXPENDITURE BETWEEN
THE CANDIDATE OR  THE  TREASURER, DEPUTY TREASURER
OR CHAIRMAN OF  HIS  CANDIDATE  COMMITTEE  AND THE
PERSON MAKING THE  EXPENDITURE  OR  (B) IF, DURING
THE SAME ELECTION CYCLE, THE INDIVIDUAL MAKING THE
EXPENDITURE SERVES OR HAS SERVED AS THE TREASURER,
DEPUTY  TREASURER OR  CHAIRMAN  OF  THE  CANDIDATE
COMMITTEE.
    Sec. 12. Subsections  (d)  and  (e) of section
9-333n of the  general  statutes  are repealed and
the following is substituted in lieu thereof:
    (d)   Any  individual   may   make   unlimited
contributions or expenditures  to  aid  or promote
the success or  defeat of any referendum question,
PROVIDED ANY INDIVIDUAL  WHO  MAKES AN EXPENDITURE
OR EXPENDITURES IN  EXCESS OF ONE THOUSAND DOLLARS
TO PROMOTE THE SUCCESS OR DEFEAT OF ANY REFERENDUM
QUESTION SHALL FILE  STATEMENTS  ACCORDING  TO THE
SAME  SCHEDULE  AND  IN  THE  SAME  MANNER  AS  IS
REQUIRED OF A  CAMPAIGN  TREASURER  OF A POLITICAL
COMMITTEE UNDER SECTION 9-333j, AS AMENDED BY THIS
ACT.
    (e)   Any   individual   ACTING   ALONE   may,
independent of any [other person] CANDIDATE, AGENT
OF THE CANDIDATE,  OR  COMMITTEE,  make  unlimited
expenditures  [for the  benefit]  TO  PROMOTE  THE
SUCCESS OR DEFEAT  of any candidate's campaign for
election,  or nomination  at  a  primary,  to  any
office or position,  PROVIDED  ANY  INDIVIDUAL WHO
MAKES AN INDEPENDENT  EXPENDITURE  OR EXPENDITURES
IN EXCESS OF  ONE  THOUSAND DOLLARS TO PROMOTE THE
SUCCESS OR DEFEAT  OF ANY CANDIDATE'S CAMPAIGN FOR
ELECTION, OR NOMINATION  AT A PRIMARY, TO ANY SUCH
OFFICE OR POSITION SHALL FILE STATEMENTS ACCORDING
TO THE SAME  SCHEDULE AND IN THE SAME MANNER AS IS
REQUIRED OF A  CAMPAIGN  TREASURER  OF A CANDIDATE
COMMITTEE UNDER SECTION 9-333j, AS AMENDED BY THIS
ACT.
    Sec.  13.  Section   9-333m   of  the  general
statutes is amended  by  adding  subsection (f) as
follows:
    (NEW)  (f) No  individual  who  is  less  than
sixteen years of  age shall make a contribution or
contributions, in excess of thirty dollars to, for
the benefit of,  or  pursuant to the authorization
or request of:  (1)  A  candidate  or  a committee
supporting or opposing  any  candidate's  campaign
for nomination at  a  primary to any office; (2) a
candidate or a  committee  supporting  or opposing
any  candidate's  campaign  for  election  to  any
office;  (3) an  exploratory  committee;  (4)  any
other political committee in any calendar year; or
(5)  a  party  committee  in  any  calendar  year.
Notwithstanding any provision  of  subdivision (2)
of section 9-7b,  any  individual who is less than
sixteen years of age who violates any provision of
this  subsection  shall  not  be  subject  to  the
provisions of subdivision (2) of section 9-7b.
    Sec. 14. Subsections  (e)  and  (f) of section
9-333l of the  general  statutes  are repealed and
the following is substituted in lieu thereof:
    (e)  For  purposes   of  this  subsection  and
subsection (f) of  this section, the exclusions to
the  term  "contribution"  in  subsection  (b)  of
section 9-333b, AS  AMENDED BY THIS ACT, shall not
apply; THE TERM "STATE OFFICE" MEANS THE OFFICE OF
GOVERNOR, LIEUTENANT GOVERNOR,  ATTORNEY  GENERAL,
STATE COMPTROLLER, STATE TREASURER OR SECRETARY OF
THE STATE; AND  THE TERM "STATE OFFICER" MEANS THE
GOVERNOR, LIEUTENANT GOVERNOR,  ATTORNEY  GENERAL,
STATE COMPTROLLER, STATE TREASURER OR SECRETARY OF
THE STATE. Notwithstanding  any  provision of this
chapter  to  the   contrary,  during  any  regular
session  of  the   General  Assembly,  during  any
special  session  of  the  General  Assembly  held
between the adjournment  of the regular session in
an odd-numbered year  and  the  convening  of  the
regular  session in  the  following  even-numbered
year  or during  any  reconvened  session  of  the
General Assembly held  in  an odd-numbered year to
reconsider  vetoed  bills,   (1)  no  lobbyist  or
political committee established by or on behalf of
a  lobbyist  shall   make   or  offer  to  make  a
contribution to or  on  behalf of, and no lobbyist
shall solicit a  contribution  on behalf of, (A) a
candidate or exploratory  committee established by
a candidate for  nomination  or  election  to  the
General  Assembly OR  A  STATE  OFFICE  or  (B)  a
political  committee  (i)   established   for   an
assembly or senatorial  district, (ii) established
by a member  of  the  General  Assembly OR A STATE
OFFICER or [his]  SUCH  MEMBER OR OFFICER'S agent,
or in consultation  with,  or  at  the  request or
suggestion of, any  such member, OFFICER or agent,
or (iii) controlled  by  such  member,  OFFICER or
agent,  to  aid   or  promote  the  nomination  or
election of any  candidate  or  candidates  to the
General Assembly OR  A  STATE  OFFICE,  and (2) no
such candidate or political committee shall accept
such  a  contribution.   The  provisions  of  this
subsection  shall  not   apply   to   a  candidate
committee established by  a  member of the General
Assembly or a candidate for nomination or election
to the General Assembly, at a special election for
the General Assembly,  from  the date on which the
candidate or the  chairman  of the committee files
the designation of  a  campaign  treasurer  and  a
depository institution under  section  9-333d with
the Secretary of  the  State, to the date on which
the special election  is held, inclusive, or to an
exploratory committee established  by  a member of
the General Assembly  to promote his candidacy for
an office other than the General Assembly.
    (f) A political  committee  established by two
or  more individuals  under  subparagraph  (B)  of
subsection (3) of  section  9-333a,  AS AMENDED BY
THIS  ACT,  other  than  a  committee  established
solely for the  purpose of aiding or promoting any
candidate or candidates  for  municipal  office or
the success or  defeat  of  a referendum question,
shall be subject  to the prohibition on acceptance
of lobbyist contributions  under subsection (e) of
this section unless  the campaign treasurer of the
committee  has  filed  a  certification  that  the
committee is not  established  for  an assembly or
senatorial district, or by a member of the General
Assembly or [his]  A STATE OFFICER, OR SUCH MEMBER
OR OFFICER'S agent, or in consultation with, or at
the request or  suggestion  of,  any  such member,
OFFICER or agent,  or  controlled  by such member,
OFFICER or agent.  The  campaign  treasurer of any
political committee established by or on behalf of
a lobbyist shall  file  a  certification  to  that
effect. Such certifications  shall  be  filed with
the office of the Secretary of the State, on forms
prescribed by the secretary, on or before November
15, 1994, for  all  such  political  committees in
existence on such  date,  or upon the registration
of  the  committee,  and  on  or  before  November
fifteenth  biennially  thereafter.  The  secretary
shall provide to  the  State Elections Enforcement
Commission on or  before  December  1,  1994,  and
biennially  thereafter,  a   political   committee
registration report. The  report  shall  include a
certified  copy  of   each   certification   filed
pursuant  to this  subsection  prior  to  December
first of the  reporting  year and a certified copy
of a list  stating  the  name  of  each  political
committee registered pursuant  to  section  9-333g
prior to December  first of the reporting year and
the name and  address of the campaign treasurer of
each such committee.  In the case of any political
committee which registers or files a certification
on or after  December  first  of any even-numbered
year but prior  to November first of the following
even-numbered year, the  secretary  shall  provide
the  commission  with   a   copy   of   each  such
registration or certification  by the close of the
next   business  day   following   receipt.   Such
registration  information or  certification  shall
also  be  included   in   the  biennial  political
committee registration report  of the secretary to
the commission. The  commission  shall  prepare  a
list  of  all   such  committees  subject  to  the
prohibitions under subsection (e) of this section,
according to the certifications filed, which shall
be available prior  to the opening of each regular
session of the General Assembly, and shall provide
a copy of the list to the president pro tempore of
the  Senate,  the   speaker   of   the   House  of
Representatives,  the  minority   leader   of  the
Senate, [and] the  minority leader of the House of
Representatives  AND EACH  STATE  OFFICER.  During
each such regular  session,  the  commission shall
prepare a supplemental  list  of  committees which
register after November  fifteenth and are subject
to such prohibitions,  and  the  commission  shall
provide the supplemental  list to such legislative
leaders AND STATE  OFFICERS.  The  filing  of  the
certification by the  campaign  treasurer  of  the
committee shall not  impair  the  authority of the
commission to act under section 9-7b. Any lobbyist
or campaign treasurer who acts in reliance on such
lists in good faith shall have an absolute defense
in any action  brought  under  subsection  (e) and
this subsection, subsection (c) of section 9-333f,
AS AMENDED BY  THIS  ACT,  and  subsection  (f) of
section 9-333j, AS AMENDED BY THIS ACT.
    Sec. 15. Subsection  (c)  of section 9-333f of
the general statutes is repealed and the following
is substituted in lieu thereof:
    (c)  The chairman  of  a  political  committee
formed to support  a  single  candidate for public
office shall, not  later  than  seven  days  after
filing a statement of organization with the proper
authority under section 9-333e, send the candidate
a notice, by  certified mail, of such filing. If a
candidate (1) does not, within fourteen days after
receiving such notice,  disavow such committee, in
writing, to the  proper  authority  under  section
9-333e, or (2) disavows such committee within such
period, but, at  any  time  before such disavowal,
accepts funds from the committee for his campaign,
such  committee  shall  be  deemed  to  have  been
authorized by such  candidate and shall constitute
a candidate committee  for  the  purposes  of this
chapter. No candidate shall establish, agree to or
assist in establishing,  or  give  his  consent or
authorization to establishing  a  committee  other
than a single  candidate  committee to promote his
candidacy for any  public  office  except  that  a
candidate  may  establish   a   single   political
committee, for a  single  election or primary, for
the sole purpose  of  determining  whether to seek
(A)  nomination  or   election   to   the  General
Assembly, [or] (B)  A  STATE OFFICE, AS DEFINED IN
SUBSECTION (e) OF  SECTION  9-333l,  AS AMENDED BY
THIS ACT, OR  (C)  nomination  or  election to any
OTHER  public  office.  [other  than  the  General
Assembly.]  The  candidate  shall  designate  such
purpose  on the  statement  of  organization.  Not
later than fifteen days after a public declaration
by  the  candidate   of   his  intention  to  seek
nomination or election  to the General Assembly, A
STATE  OFFICE,  AS   SO   DEFINED,  or  any  other
particular public office, the candidate shall form
a single candidate committee.
    Sec. 16. Subsection  (f)  of section 9-333j of
the general statutes is repealed and the following
is substituted in lieu thereof:
    (f)  If  an  exploratory  committee  has  been
established by a  candidate pursuant to subsection
(c) of section 9-333f, AS AMENDED BY THIS ACT, the
campaign treasurer of  the  committee shall file a
notice  of  intent   to   dissolve   it  with  the
appropriate authority not  later than fifteen days
after the candidate's  declaration  of  intent  to
seek nomination or election to a particular public
office. The campaign  treasurer  shall also file a
statement identifying all  contributions  received
or expenditures made  by the exploratory committee
since the previous  statement  and  the balance on
hand or deficit,  as the case may be. In the event
of a surplus,  the  campaign  treasurer shall, not
later than the filing of the statement, distribute
the surplus to the candidate committee established
pursuant to said  section, except that in the case
of  a  surplus   of   an   exploratory   committee
established  for  nomination  or  election  to  an
office other than  the General Assembly OR A STATE
OFFICE, AS DEFINED  IN  SUBSECTION  (e) OF SECTION
9-333l, AS AMENDED  BY  THIS ACT, (1) the campaign
treasurer may only  distribute  to  the  candidate
committee  for  nomination   or  election  to  the
General Assembly OR  STATE  OFFICE, AS SO DEFINED,
of such candidate  that  portion  of  such surplus
which is in  excess  of  the  total  contributions
which  the  exploratory  committee  received  from
lobbyists or political  committees  established by
lobbyists,  during  any   period   in   which  the
prohibitions in SAID  subsection  (e)  of  section
9-333l apply and (2) any remaining amount shall be
returned  to  all  such  lobbyists  and  political
committees  established  by   or   on   behalf  of
lobbyists, on a prorated basis of contribution, or
distributed to any  charitable  organization which
is  a  tax-exempt   organization   under   Section
501(c)(3) of the Internal Revenue Code of 1986, or
any subsequent corresponding internal revenue code
of  the  United  States,  as  from  time  to  time
amended. If the  candidate  decides  not  to  seek
nomination or election to any office, the campaign
treasurer shall, within  fifteen  days  after such
decision,  comply  with  the  provisions  of  this
subsection  and  distribute  any  surplus  in  the
manner  provided by  this  section  for  political
committees other than  those  formed  for  ongoing
political activities. In  the  event of a deficit,
the  campaign treasurer  shall  file  a  statement
thirty days after the decision or declaration with
the  proper  authority  and,  thereafter,  on  the
seventh day of each month following if on the last
day of the previous month there was an increase or
decrease in such deficit in excess of five hundred
dollars from that  reported  on the last statement
filed.   The   campaign   treasurer   shall   file
supplemental  statements  until   the  deficit  is
eliminated. If the  exploratory committee does not
have a surplus  or  deficit,  the  statement filed
after  the  candidate's  declaration  or  decision
shall be the last required statement.
    Sec. 17. Subsection (e) of section 1-79 of the
general statutes is  repealed and the following is
substituted in lieu thereof:
    (e) "Gift" means  anything  of value, which is
directly   and   personally    received,    unless
consideration of equal  or  greater value is given
in return. "Gift" shall not include:
    (1)   A   political   contribution   otherwise
reported as required  by  law  or  a  donation  or
payment as described  in subdivision (9) or [(11)]
(10)  of subsection  (b)  of  section  9-333b,  AS
AMENDED BY THIS ACT;
    (2) Services provided  by persons volunteering
their time;
    (3) A commercially  reasonable  loan  made  on
terms not more  favorable  than  loans made in the
ordinary course of business;
    (4) A gift  received  from (A) an individual's
spouse, fiance or fiancee, (B) the parent, brother
or sister of  such  spouse  or such individual, or
(C) the child  of such individual or the spouse of
such child;
    (5) Goods or  services  which  are provided to
the  state  and   facilitate   state   action   or
functions;
    (6) A certificate,  plaque or other ceremonial
award costing less than one hundred dollars;
    (7) A rebate,  discount  or  promotional  item
available to the general public;
    (8) Printed or recorded informational material
germane to state action or functions;
    (9) Food or  beverage  or  both,  costing less
than one hundred  fifty  dollars  in the aggregate
per recipient in  a calendar year, and consumed on
an  occasion or  occasions  at  which  the  person
paying, directly or  indirectly,  for  the food or
beverage, or his representative, is in attendance;
    (10) Food or  beverage  or  both, costing less
than fifty dollars  per  person  and consumed at a
publicly noticed legislative  reception  to  which
all members of  the  General  Assembly are invited
and which is  hosted  not  more  than  once in any
calendar   year  by   a   lobbyist   or   business
organization. For the  purposes of such limit, (A)
a  reception  hosted  by  a  lobbyist  who  is  an
individual  shall be  deemed  to  have  also  been
hosted by the  business organization which he owns
or is employed  by and (B) a reception hosted by a
business organization shall be deemed to have also
been hosted by  all  owners  and  employees of the
business organization who are lobbyists. In making
the  calculation  for   the   purposes   of   such
fifty-dollar limit, the  donor  shall  divide  the
amount spent on food and beverage by the number of
persons  whom  the  donor  reasonably  expects  to
attend the reception;
    (11) A gift,  including  but  not  limited to,
food  or  beverage   or   both,   provided  by  an
individual for the  celebration  of  a  major life
event; or
    (12)  Gifts  costing  less  than  one  hundred
dollars  in the  aggregate  or  food  or  beverage
provided at a  hospitality  suite  at a meeting or
conference    of   an    interstate    legislative
association, by a  person  who is not a registrant
or  is  not  doing  business  with  the  state  of
Connecticut.
    Sec. 18. Subsection (g) of section 1-91 of the
general statutes is  repealed and the following is
substituted in lieu thereof:
    (g) "Gift" means  anything  of value, which is
directly   and   personally    received,    unless
consideration of equal  or  greater value is given
in return. "Gift" shall not include:
    (1)   A   political   contribution   otherwise
reported as required  by  law  or  a  donation  or
payment described in  subdivision  (9)  or  [(11)]
(10)  of subsection  (b)  of  section  9-333b,  AS
AMENDED BY THIS ACT;
    (2) Services provided  by persons volunteering
their time;
    (3) A commercially  reasonable  loan  made  on
terms not more  favorable  than  loans made in the
ordinary course of business;
    (4) A gift  received from (A) the individual's
spouse, fiance or fiancee, (B) the parent, brother
or sister of  such  spouse  or such individual, or
(C) the child  of such individual or the spouse of
such child;
    (5) Goods or  services  which  are provided to
the  state  and   facilitate   state   action   or
functions;
    (6) A certificate,  plaque or other ceremonial
award costing less than one hundred dollars;
    (7) A rebate,  discount  or  promotional  item
available to the general public;
    (8) Printed or recorded informational material
germane to state action or functions;
    (9) Food or  beverage  or  both,  costing less
than one hundred  fifty  dollars  in the aggregate
per recipient in  a calendar year, and consumed on
an  occasion or  occasions  at  which  the  person
paying, directly or  indirectly,  for  the food or
beverage, or his representative, is in attendance;
    (10) Food or  beverage  or  both, costing less
than fifty dollars  per  person  and consumed at a
publicly noticed legislative  reception  to  which
all members of  the  General  Assembly are invited
and which is  hosted  not  more  than  once in any
calendar   year  by   a   lobbyist   or   business
organization. For the  purposes of such limit, (A)
a  reception  hosted  by  a  lobbyist  who  is  an
individual  shall be  deemed  to  have  also  been
hosted by the  business organization which he owns
or is employed  by and (B) a reception hosted by a
business organization shall be deemed to have also
been hosted by  all  owners  and  employees of the
business organization who are lobbyists. In making
the  calculation  for   the   purposes   of   such
fifty-dollar limit, the  donor  shall  divide  the
amount spent on food and beverage by the number of
persons  whom  the  donor  reasonably  expects  to
attend the reception;
    (11) A gift,  including  but  not  limited to,
food  or  beverage   or   both,   provided  by  an
individual for the  celebration  of  a  major life
event; or
    (12)  Gifts  costing  less  than  one  hundred
dollars  in the  aggregate  or  food  or  beverage
provided at a  hospitality  suite  at a meeting or
conference    of   an    interstate    legislative
association, by a  person  who is not a registrant
or  is  not  doing  business  with  the  state  of
Connecticut.
    Sec. 19. This  act  shall  take effect July 1,
1997, and sections  8  to 13, inclusive, 17 and 18
shall apply to  elections and primaries held on or
after January 1, 1998.

Approved June 30, 1997