Raised S.B. No. 474
Session Year 2018


To (1) provide a mechanism by which broker-dealers and investment advisers may voluntarily report suspected cases of financial exploitation involving seniors and other vulnerable adults, and (2) authorize a temporary disbursement delay from securities-related accounts in suspected cases of financial exploitation.

Introduced by:
Banking Committee

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Co-sponsors for Amendment LCO:

Bill History

 Date Action Taken
 4/9/2018(LCO)File Number 342
 4/9/2018Senate Calendar Number 215
 4/9/2018Favorable Report, Tabled for the Calendar, Senate
 4/9/2018(LCO)Reported Out of Legislative Commissioners' Office
 4/2/2018(LCO)Referred to Office of Legislative Research and Office of Fiscal Analysis 04/09/18 10:00 AM
 3/21/2018(LCO)Filed with Legislative Commissioners' Office
 3/20/2018(BA)Joint Favorable
 3/13/2018Public Hearing 03/15
 3/7/2018Referred to Joint Committee on Banking

Co-sponsors of SB-474

Sen. Terry B. Gerratana, 6th Dist.

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