Raised S.B. No. 124
Session Year 2024


AN ACT CONCERNING THE CONNECTICUT UNIFORM SECURITIES ACT.

To: (1) Exempt merger and acquisition broker-dealers and certain individuals representing such broker-dealers from certain registration requirements; (2) establish various requirements for Tier 2 offerings; and (3) provide that the Banking Commissioner may censure or impose a bar upon any registrant, any partner, officer, director of any registrant or any other person directly or indirectly controlling any registrant.


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