AN ACT CONCERNING THE CONNECTICUT UNIFORM SECURITIES ACT.
To: (1) Exempt merger and acquisition broker-dealers and certain individuals representing such broker-dealers from certain registration requirements; (2) provide that the Banking Commissioner may censure or impose a bar upon any registrant, any partner, officer or director of any registrant or any other person directly or indirectly controlling any registrant; and (3) establish various requirements for "Tier 2" offerings.
Introduced by:
Banking Committee| New today | 2-4 days old | 5 days & older |
| Text of Bill | |
| Public Act No. 25-85 [doc] | |
| File No. 188 [doc] | |
| BA Joint Favorable [doc] | |
| Raised Bill [doc] |
| Votes | |
| Senate Roll Call Vote 372 | |
| House Roll Call Vote 279 |
| Committee Actions | |
| BA Joint Fav. Rpt | |
| BA Vote Tally Sheet (Joint Favorable) |
| Fiscal Notes | |
| Fiscal Note For File Copy 188 |
| Bill Analyses | |
| Bill Analysis For File Copy 188 | |
| Summary for Public Act No. 25-85 |
Co-sponsors for Amendment LCO:
Bill History
| Date | Action Taken | ||
|---|---|---|---|
| 6/23/2025 | Signed by the Governor | ||
| 6/16/2025 | Transmitted by Secretary of the State to Governor | ||
| 6/16/2025 | Transmitted to the Secretary of State | ||
| 6/10/2025 | (LCO) | Public Act 25-85 | |
| 6/3/2025 | On Consent Calendar / In Concurrence | ||
| 6/3/2025 | Senate Passed | ||
| 6/3/2025 | Rules Suspended | ||
| 6/3/2025 | Senate Calendar Number 597 | ||
| 6/3/2025 | Favorable Report, Tabled for the Calendar, Senate | ||
| 6/2/2025 | Transmitted Pursuant To Joint Rule 17 | ||
| 6/2/2025 | House Passed | ||
| 3/24/2025 | (LCO) | File Number 188 | |
| 3/24/2025 | House Calendar Number 141 | ||
| 3/24/2025 | Favorable Report, Tabled for the Calendar, House | ||
| 3/24/2025 | (LCO) | Reported Out of Legislative Commissioners' Office | |
| 3/17/2025 | (LCO) | Referred to Office of Legislative Research and Office of Fiscal Analysis 03/24/25 12:00 PM | |
| 3/6/2025 | (LCO) | Filed with Legislative Commissioners' Office | |
| 3/6/2025 | (BA) | Joint Favorable | |
| 2/7/2025 | Public Hearing 02/13 | ||
| 2/6/2025 | Referred to Joint Committee on Banking |
NOTE: Please direct all inquiries regarding the status of bills to the Office of the House Clerk and/or Senate Clerks' Office.
