Location:
ADMINISTRATIVE PROCEDURE ACT;

OLR Research Report


2015 PUBLIC ACTS REQUIRING AGENCY REGULATIONS

By: Terrance Adams, Associate Analyst

ISSUE

Identify provisions in 2015 public acts requiring agencies to adopt regulations.

SUMMARY

Connecticut's regulation-adoption process begins when the legislature enacts a new law authorizing or requiring an agency to adopt regulations. We identified 18 provisions in 2015 public acts that explicitly require agencies to adopt regulations. Additionally, we identified 17 provisions that potentially require agencies to adopt regulations.

When a public act requires an agency to adopt regulations, the agency must post a notice of intent to adopt regulations (1) within five months after the effective date of the act requiring adoption or (2) by the time specified in the act. The agency must submit required regulations to the Regulation Review Committee within 180 days after posting the notice of intent to adopt regulations (CGS § 4-168(c)). For more information on the regulation-adoption process, see OLR Report 2015-R-0064.

PUBLIC ACTS REQUIRING AGENCIES TO ADOPT REGULATIONS

Table 1 lists provisions in 2015 public acts explicitly requiring agencies to adopt regulations. It identifies each public act, statutory citation (if applicable), agency, and subject matter.

Table 1: 2015 Public Acts that Require Agencies to Adopt Regulations

Public Act

CGS §

Agency

Subject Matter

15-25 § 2

15-5, June Special Session (JSS)

§ 412

15-140f(b)

Department of Energy and Environmental Protection (DEEP)

Water skiing endorsement and instruction

15-76 § 2

15-242 § 57

New section

Department of Consumer Protection (DCP), in consultation with Department of Public Health (DPH)

Cottage food production

15-102 § 1

17b-601

Department of Social Services (DSS)

Payments to residential care facilities

15-108 § 4

10-145d(a)

State Department of Education

Teacher certification: Elementary endorsement

15-140 § 1

New section

DPH

Use of “sous vide” culinary technique

15-141 § 1

New section

State Board of Education (SBE)

Use of physical restraint and seclusion

15-146 § 29

New section

DPH

Cost and market impact reviews for certain transfers of hospital ownership

15-148 § 1

19a-36

DPH

Public pools

15-174 §§ 2 & 3

19a-79 & 19a-87b

Office of Early Childhood

Exemptions from childhood immunization requirements

15-197 § 5

27-102l(d)

Department of Veterans' Affairs

Written complaints concerning the Veterans' Home's policies, procedures, and administrative decisions

15-220 § 1

New section

DPH, in consultation with DCP

Allowing acidification of sushi rice as an alternative to temperature control

15-242 § 61

20-32

DPH

Chiropractors' continuing education

15-242 § 63

20-195c

DPH

Marital and family therapists' continuing education

15-242 § 64

20-195cc

DPH

Professional counselors' continuing education

15-2 (JSS)

§ 9

54-124a

Board of Pardons and Paroles

Expedited pardons process

15-5 (JSS)

§ 117

4-61dd(l)

Chief human rights referee

Procedures for complaints filed by employees of state shellfish grounds lessees

15-5 (JSS)

§ 405

New section

DCP

Swimming pool assembler licenses

15-5 (JSS)

§§ 440 & 517

22a-66l

DEEP, in consultation with DPH

Pesticide application record retention by state agencies

PUBLIC ACTS THAT MAY REQUIRE AGENCIES TO ADOPT REGULATIONS

Public acts often make substantive changes in statutes related to agencies' existing regulations. For example, prior law may have required an agency to adopt regulations implementing a program. If a later public act amends the program criteria, the agency may need to adopt regulations to conform to the new requirements. However, the Uniform Administrative Procedure Act, which governs the regulation-adoption process, does not establish standards for determining when an agency must adopt regulations to conform to a legislative change.

It appears that in practice, agencies evaluate legislative changes to determine whether they create a conflict between the law and their existing regulations. If no conflict exists, or the changes are sufficiently addressed by existing regulations, they generally do not adopt new or amended regulations.

Table 2 lists provisions in 2015 public acts that potentially require agencies to adopt regulations. It identifies each public act, statutory citation (if applicable), agency, and subject matter.

Table 2: 2015 Public Acts that May Require Agencies to Adopt Regulations

Public Act

CGS §

Agency

Subject Matter

15-10 § 1

19a-55

DPH

Testing newborn infants for cytamegalovirus

15-32 § 1

19a-504c

DPH

Standards for hospital discharge planning services

15-69 § 26

17b-294a

DSS

HUSKY Plus coverage and services

15-163 § 2

20-123b

DPH, with advice and assistance of State Dental Commission

Use of sedation

15-197 § 1

27-102l

Department of Veterans' Affairs

Operation, administration, and management of department

15-199 § 19

17a-11(g)

Department of Children and Families (DCF)

Voluntary DCF services

15-204 § 2

26-86a(a)

DEEP

Sunday hunting

15-233 §§ 1-9

15-236 §§ 1-2

17b-461*

DSS

Protective services for the elderly

15-244 §§ 71-77 & 222

15-5 (JSS)

§§ 133-136 & 525

12-405l*

Department of Revenue Services

Sales and use tax

15-5 (JSS)

§§ 63, 66-71

46a-56 & 46a-68j*

Commission on Human Rights and Opportunities (CHRO)

Nondiscrimination requirements in contracts, contractor compliance, and contractors' affirmative action plans

15-5 (JSS)

§ 70

46a-68k

CHRO

Public agencies' contract compliance programs

15-5 (JSS)

§ 165

15-13

Department of Transportation

Marine pilot licenses

15-5 (JSS)

§ 286

10-17f

SBE

Bilingual education

Table 2 (Cont.)

Public Act

CGS §

Agency

Subject Matter

15-5 (JSS)

§§ 373-374

17b-290 & 17b-292

17b-10*

DSS

Elimination of unsubsidized HUSKY B coverage

15-5 (JSS)

§ 383

17b-342(e)*

DSS

Connecticut Home Care Program for Elders: Eligibility and co-payments

15-5 (JSS)

§ 390

New section

17b-10*

DSS

Orthodontic services for certain Medicaid recipients

15-5 (JSS)

§ 391

17b-354(j)*

DSS

Nursing facility bed moratorium

* This statute was not amended by the indicated public act, but it contains a broad regulation-adoption requirement that applies to the act's subject matter

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