RESIDENTIAL LEAD ABATEMENT
EXECUTIVE SUMMARY
December, 1999


EXECUTIVE SUMMARY

 

The harmful effects of lead hazards on children have been recognized for many years.  Since lead was banned in paint, gasoline, and food cans in the late 1970s, legislation at both the federal and state level has been aimed at pre-1978 housing as the major cause of lead poisoning among children.  Childhood exposure to lead usually occurs in two ways:

·     deteriorated paint (and resulting dust) in poorly maintained housing; and

·     repainting and remodeling projects that disturb leaded paint without appropriate safeguards to control, contain, and clean up lead dust.  

All homes built prior to 1978 are considered to be potential sources of exposure to lead-based paint, however housing built before 1950 generally contains the highest amount of lead-based paint, since paint used at that time had a high lead content.  In Connecticut, 35 percent of the state's total housing units were built prior to 1950. 

The Legislative Program Review and Investigations Committee voted to conduct a study of Residential Lead Abatement in March 1999.  The study examined Connecticut's law, regulations, and programs for screening children for elevated blood lead levels, as well as programs that provide financial assistance to property owners to abate hazardous lead from their properties. 

Under Connecticut law, property owners are liable for abatement of defective interior and exterior surfaces that contains toxic levels of lead and are in a residential dwelling where children under the age of six reside.  The regulations do not require a child be diagnosed with an elevated blood lead level in order for them to be applicable.  However, if a child has been identified with an elevated blood lead level, more extensive abatement of lead hazards is mandated. 

The Connecticut Department of Public Health operates the Childhood Lead Poisoning Prevention Program, which oversees prevention and regulatory activities.  The Department of Economic and Community Development administers federal and state financial programs that provide loans and grants to property owners for lead abatement activities.  At the local level, 108 health departments/districts are responsible for conducting epidemiological investigations once a child is identified with a blood lead level of 20 micrograms (mcg) per deciliter (dL) of blood or greater.  In addition, the local code enforcement agencies conduct environmental inspections, issue abatement orders to property owners if lead hazards are present, and ensure compliance with the order through re-inspection or referral to the courts. 

Connecticut currently recommends, but does not mandate, all children between the ages of one and six be screened for lead poisoning.  Studies based on national data have shown the risk for lead exposure remains disproportionately high for some groups.  Age, income level, race/ethnicity, and age of housing are key factors in determining children's risk for lead poisoning. 

The Department of Public Health recommends universal lead screening tests be performed on all children under the age of six.  But  screening data shows that only 20 percent had a valid screen for lead poisoning  during 1998.  Of those, 4.6 percent had blood lead levels equal to or greater than 10 mcg/dL (and 1.1 percent at or above 20 mcg/dL ).  Further, the vast majority of children with high blood lead levels are concentrated in five of Connecticut’s largest cities.  Bridgeport, Hartford, New Haven, Stamford, and Waterbury accounted for 72 percent of children statewide with blood lead levels equal to or greater than 10 mcg/dL and 76 percent with levels at or more than 20 mcg/dL.  These cities, have the greatest number of children younger than age six, high poverty rates, and a large portion of their housing stock was built prior to 1950. 

By statute, local health departments/districts are required to submit lead inspection and abatement activity to the Department of Public Health.  However, the committee found problems with the way these inspection data are tracked, with numbers carried over from year to year.   The committee also found a low percentage of abatement orders are actually completed.  There were 1,200 orders outstanding throughout 1998, and only 275 were completed (23 percent) 

As would be expected, given the geographic location of children with elevated blood lead levels, the greatest inspection and abatement activity is reported by six of the states largest local health departments (Bridgeport, Hartford, New Britain, New Haven, Norwalk, and Waterbury).  The six departments carried out 829 inspections (92 percent of the 903 total statewide inspections).  Finally, 228 abatements (83 percent of statewide total) were reported completed. 

The Connecticut General Assembly created the Hazardous Materials Program in 1987.  The program is administered by DECD and operates as a consumer-oriented loan/grant program for property owners who have been issued orders by local health departments to abate lead or remove asbestos from residential dwelling units. As of June 30, 1999, lead had been abated from 722 residential housing units with total costs of $11,231,547, and an average cost-per-unit of $15,556.  An additional $2.5 million in state funding was allocated to the program in June 1999. 

The committee found the major emphasis of Connecticut's lead program is on identifying children who have high blood lead levels, requiring local health departments inspect the child's residence and, if lead hazards are found, order the property owner to abate the lead.  The effect of this focus is that thousands of property owners face considerable financial risk if a child under the age of six has a blood lead level that requires an environmental inspection of the residential unit.  This policy has not been particularly successful in Connecticut, especially when the high number of lead abatement orders issued to property owners are compared to the low number of actual abatements occurring.  

 The committee believes the cornerstone of the state's policy should be the prevention of lead poisoning and recommended a number of strategies for increasing prevention activities so fewer children will be exposed to lead hazards.  These include: 

·     more widely distribute educational information on how to minimize or avoid exposure to lead hazards;

·     establish a targeted lead screening program so children most at risk for elevated blood lead levels are identified early, provided with educational information, and interventions can be taken; and

·     establish voluntary essential maintenance practice guidelines for rental properties to control and eliminate lead hazards, and provide tax credits for property owners that implement the guidelines. 

 The committee found the department’s information systems are fragmented and contain too many discrepancies to support adequate program management.  A successful regulatory program must be supported by a comprehensive database.  To accomplish this, the committee recommended the department establish a single database for the program. The committee also found the Department of Public Health needs to coordinate its information systems and ensure the validity of the data.  The department must also strengthen its oversight of local health departments' enforcement of abatement orders and ensure epidemiological investigations to identify lead sources are being performed. 

A major policy issue at both the federal and state level is how to protect children from lead hazards.  Although increasing prevention should reduce the number of children with elevated blood lead levels, the committee found strong and clear regulatory action is still needed when prevention efforts are unsuccessful and a child has a high blood lead level.  Local health departments must have the authority to order property owners to manage and abate lead hazards to ensure children under the age of six are protected from continued exposure.

The department began a revision of its lead regulations in 1996.  Achieving consensus has been difficult, and the new regulations have yet to be adopted.  The program review committee believes several regulatory changes are necessary to more clearly define the program.  These changes, however, must be undertaken in conjunction with improvements in data collection and analysis, as recommended above. 

Recommendations

1.   The Department of Public Health establish an Internet web site providing online access to its Childhood Lead Poisoning Prevention Program.  At a minimum, the web site should contain Connecticut’s lead laws and regulations, general information about ways to protect children from lead hazards, information on financial assistance programs available to property owners to manage and/or abate lead hazards, statistics on screening and incidence rates, and how to request further information.  In addition, the department could use the site to gather information on the impact of lead poisoning on the citizens of the state.

2.          C.G.S. §19a-110(d) be amended to require local health departments or districts that receive a report of a child under the age of six with a blood lead level equal to or greater than 10 mcg/dL to provide the owner(s) of the property with educational materials on how to reduce lead hazards in housing.  The Department of Public Health shall develop and furnish the educational materials to be provided.

3.      The commissioner of public health define in regulation the terms “elevated blood lead level” and “lead-poisoning,” in conjunction with recognized professional medical groups and the Centers for Disease Control, and the responses required in accordance with guidelines issued by the Centers for Disease Control.

C.G.S. §19a-111 shall be amended to require an epidemiological investigation for a confirmed concentration of lead in whole blood equal to or greater than 20 mcg/dL for a single test or 15-19 mcg/dL on two tests taken at least three months apart.

4.     The Department of Public Health adopt CDC’s interim policy recommendation until the department establishes a permanent statewide health plan for lead screening.  DPH shall follow the steps recommended by CDC to develop the state plan.  The plan shall include: 

              ·   data demonstrating the appropriateness of dividing the state into targeted screening areas;

·   recommendations for screening by geographic area;

·   dissemination of screening recommendations for each area; and

·   a program evaluation component. 

A draft plan shall be submitted to the Public Health Committee for comment by January 1, 2001, and a final plan shall be adopted by June 1, 2001.  The plan shall be updated biennially and revised every five years, based on the latest screening data.

In addition, for both the interim plan and subsequent plans, DPH shall calculate screening, incidence, and prevalence rates based on municipal birth rates for the year rather than census data.

5.          As authorized under C.G.S. §19a-26, the commissioner of public health shall establish a schedule of fees for lead screening analysis performed by the state laboratory.  DPH shall seek reimbursement for services performed by the state laboratory from Medicaid,

HUSKY, and private health insurers for lead screenings and diagnostic evaluations for lead poisoning for children under six years of age including, but not limited to, confirmatory blood lead testing.  The state laboratory shall seek reimbursement beginning no later than October 1, 2001.  Beginning no later that October 2, 2001, the state Department of Social Services shall pay for lead screenings and diagnostic evaluation services where a child under the age of six is eligible for medical assistance under the HUSKY plan.  The Department of Public Health shall pay for lead screening and diagnostic evaluations for lead poisoning where the child is not covered by any health insurance.

6.           The commissioner of public health develop voluntary guidelines establishing essential maintenance practices in pre-1978 housing for risk reduction of lead-based paint hazards that contain toxic levels of lead as defined in §19a-111-1 (59) (A) and (B) of the Lead Poisoning Prevention and Control Regulations.  In addition, the state shall initiate a tax credit program to support essential maintenance practices as well as lead abatement.  The tax program – beginning in 2001 for the tax year 2001 – shall provide a tax credit on payment of state income tax to:

· owners of rental properties built prior to 1978 who provide written certification from a lead inspector, certified pursuant to C.G.S. §20-475 or C.G.S. §20-476, that the property is safe from lead hazards; and

· owners of rental properties who have abated lead in pre-1978 rental properties, have received a certificate of clearance from a certified lead inspector, and have not received public financial assistance for the abatement.  To receive the certificate, the level of lead dust cannot exceed the levels defined in §19a-111-4(e)(2) of the Connecticut Lead Poisoning Prevention and Control Regulations.

Only residential structures with six or fewer dwelling units will be eligible for the credit.  The amount of the tax credit shall be $1,500 annually per building, up to a maximum of six buildings.  Written certifications shall be submitted with the state income tax filing.  Tax credits shall be on the payment of state income tax.  If no state income tax is owed by the property owner, he or she shall not be eligible for a tax credit.  Written certification shall be valid for a period of two years, at which time the rental property owner would be eligible to recertify.

7.          The Department of Economic and Community Development shall amend the state Hazardous Materials Program regulations to give funding priority to rental property owners who are under a lead order and have a valid certificate from a lead inspector certified under C.G.S. §20-475 or C.G.S. §20-476 that they have met the Essential Maintenance Practices guidelines.

8.          The Department of Social Services explore the feasibility of extending Medicaid reimbursement for lead prevention services not currently covered and report its findings by October 1, 2000, to the public health, human services, and appropriations committees.

9.          The Department of Public Health establish a single database for its Childhood Lead Poisoning Prevention Program.  The database shall have the capability of integrating case-specific screening, case management, and environmental data.

10.        C.G.S. §19a-111 be amended to require local health departments to use a form prescribed by the Department of Public Health for epidemiological investigations.  The department shall distribute the form and collect the necessary information from local health departments concerning epidemiological investigations on its web site.  The department shall evaluate the results of the investigations conducted and report the results of the evaluation to the Public Health Committee by January 31, 2001.

11.        C.G.S. §19a-111b(3) be modified and section 19a-111c-3(3)(d) of the proposed regulations be clarified that reporting requirements do not apply when property owners privately hire a lead inspector to inspect their property for lead-based paint or soil.

12.        Section 19a-111c-2(d)(4) of the proposed regulations should be deleted and the following language be substituted: “Chewable surfaces are required to be treated only if there is evidence that a child less than six years of age has chewed on the painted surface or there is paint abrasion or damage.”

 

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