Legislative Program Review and Investigations Committee
Department
of Children and Families
Chapter Six
Chapter
Six
Children's
Services Outside of DCF
In
Connecticut, government services for children and youth, which include public
education, cash and housing assistance, health care, prevention and diversion
programs, services for those with disabilities, advocacy, juvenile justice;
and community-based corrections, are not consolidated within one agency.
Rather, services for those under age 18 are provided by more than a
dozen state agencies, the judicial branch, and over 200 public and private
facilities and programs, both in- and out-of-state.
This section provides an overview of the services provided to persons
under 18 by entities other than DCF. Each
one's role in serving children, which may not be its primary
mandate, is highlighted below. Many
agencies and providers do not have a formal or direct relationship with DCF,
despite its broad role as the state's children's agency.
Current working relationships and mechanisms for coordinating
children's services among agencies and providers are also described below.
State
Agencies with a Role in Children's Services
The
state agencies with a role in providing children's services were categorized
by the program review committee according to the type of service provided.
Services were broadly classified as: social/welfare; mental health;
health; education; juvenile justice; substance abuse; prevention; and
advocacy. Table VI-1 shows the
state agencies other than the Department of Children and Families that have a
role in providing services to persons under 18.
Table VI-1. State Agencies (Other than DCF) Providing Children's Services |
||
|
Social/Welfare |
Department of Social Services* Department of Mental Retardation |
Board of Education and Services for the Blind* |
|
Mental Health |
Department of Mental Health and Addiction Services* |
|
|
Health |
Department of Social Services Department of Public Health |
|
|
Education |
State Department of Education State Board of Education |
Department of Mental Retardation Board of Education and Services for the Blind |
|
Juvenile Justice |
Judicial Branch Department of Corrections |
Board of Parole Division of Criminal Justice |
|
Substance Abuse |
Department of Mental Health and Addiction Services |
|
|
Prevention |
Children's Trust Fund |
|
|
Advocacy |
Office of Child Advocate Office of Protection and Advocacy |
Commission on Children Commission on Deaf and Hearing Impaired |
|
*Denotes an agency with responsibility for more than one type of service category. |
||
As
the table indicates, some agencies, like the Departments of Social Services
and Mental Retardation, provide more than one type of children's service.
Each state agency's responsibilities for children's services are
briefly described below.
· State Department of Education and State Board of Education are responsible for the general supervision and control of the state's public educational interests including preschool, elementary and secondary education, special education, and vocational education. Public school education is the primary service provided by the state to all children. The SDE also supports Youth Service Bureaus that provide community-based prevention, intervention, treatment, and follow-up services for children and youth.
· Board of Education and Services for the Blind (BESB) is responsible for providing a comprehensive, community-based continuum of individualized educational, rehabilitation, and social services to legally blind and visually impaired children.
· Department of Social Services is responsible for a number of programs that directly or indirectly provide goods and services to low-income families, youth, and children. The programs include: Temporary Family Assistance (formerly AFDC); Food Stamps; Medicaid; and General Assistance program. DSS is also the state's lead agency for child support enforcement activity.
· Department of Public Health (DPH) is the state's lead agency for public health policy and advocacy. DPH operates or funds a number of programs that serve children and youth, including maternal and infant care projects, adolescent pregnancy prevention programs, supplemental nutrition programs, and school-based primary health care services. The department also licenses a variety of health and behavioral health (mental health and substance abuse) facilities that serve children, and it also regulates child day care facilities.
· Department of Mental Retardation is responsible for planning, developing, and administering complete, comprehensive, and integrated state-wide services for persons with mental retardation, diagnosed as having Prader-Willis syndrome, or who are autistic. DMR administers the Birth-to-Three program, a system of early intervention services for all infants and toddlers under age three with any types of disability or significant developmental delay.
· Office of the Child Advocate is responsible for: the evaluation and review of the delivery of children's services by state agencies and state-funded organizations; investigation of complaints regarding the actions of any state or local agency or state-funded organization providing children's services; and reviews juvenile delinquency facilities. Furthermore, the advocate can recommend changes in children's policies, conduct public education programs, propose legislative changes, or take formal legal action. The child advocate is also a member of the state's child fatality review board.
· Judicial Branch is responsible for the state's court system. The Superior Court's Family Division hears all criminal and civil matters involving children under 16 and all other matters involving a youth between the ages of 16 and 18 are heard by the (adult) criminal or civil divisions of the court. The criminal section adjudicates delinquency and Family With Service Needs cases and the civil section disposes of cases involving dependent, neglected, and uncared for children, termination of parental rights, and emancipation of minors. The judicial branch also operates court support services that include juvenile intake, assessment, and referral services and probation supervision services that are provided to juvenile delinquents and FWSNs. In addition, the judicial branch administers the state's three juvenile (pre-trial) detention facilities for children up to the age of 16.
· Division of Criminal Justice is responsible for all state criminal prosecutorial functions including juvenile delinquency matters.
· Department of Correction (DOC) is responsible for providing fair, safe, humane, and secure care of individuals placed in its custody, and intervening to reduce the likelihood of recidivism and criminality of those sentenced to its jurisdiction. The department incarcerates all adjudicated offenders, including male and female youth who are at least 16 years old and 14- and 15-year-old juveniles who have been adjudicated in the adult criminal court.
· Board of Parole (BOP), in accordance with the state's sentencing statutes, is responsible for determining when adjudicated inmates, including those between 16 and 18, serving sentences greater than two years should be granted parole and under what supervision conditions. As a result of the 1995 Juvenile Justice Reorganization Act, which authorized the transfer to adult court of juveniles charged with specific crimes, the parole board will soon be considering the release of parole-eligible juveniles who are between the ages of 14 and 16. The board will also be required to provide community-based parole supervision to these youth.
· Department of Mental Health and Addiction Services is responsible for administering client-based mental health treatment and substance abuse services to persons who are at least 18. The department's prevention programs serve all children and adults. DMHAS and DCF began a three-year pilot program, in 1998, for youth leaving DCF care who have pervasive developmental disorders or predatory sexual disorders. To be eligible for the DMHAS services the youth must be between 18 and 21 and enrolled in school or training program. The program is intended to ease the transition to the adult system and provide comprehensive and individualized services.
· Commission on Children, a legislative agency, is responsible for studying the status of children and recommending improvements to programs, policies, or legislation aimed at improving the development of children and strengthening of families.
· Children's Trust Fund was established by the General Assembly in 1983 to receive public and private monies to be used to support families in raising healthy and capable children. Its primary focus in on prevention of abuse and neglect. It is directed by a council comprised of the commissioners of the departments of children and families, public health, social services, and education and representatives of the business community, child abuse prevention field, parents, and a pediatrician.
· Commission on the Deaf and Hearing Impaired is responsible for advocating for deaf and hard of hearing individuals, including children. It oversees and provides interpreter services and provides personal and family counseling services.
· Office of Protection and Advocacy is responsible for advocating for all citizen's with disabilities. It provides information and referral services, investigates allegations of abuse or neglect of disable persons, provides public education and training, and pursues legal and administrative remedies for disability-related discrimination.
Interagency
coordination.
Over the years, several organizations have been created to coordinate
the activities of human service agencies, including their responsibilities
related to children. Most notable
were the Council of Human Services, established in the 1970s, and later the
governor's Human Services
Cabinet. The council was
comprised of commissioners of all the state human service agencies and was
mandated to coordinate planning, policy, and resource utilization among them.
It was in effect from 1973 to 1977.
A human service cabinet with a mandate similar to that of the council
was informally established during the administration of Governor Weicker.
More recently, a common mechanism for achieving interagency collaboration is a written document signed by the parties involved called a memorandum of agreement (MOA) or memorandum of understanding (MOU). The Department of Children and Families has entered into written agreements with other state agencies and with the judicial branch to either transfer a responsibility or clarify roles in providing a service. Table VI-2 provides a brief description of 14 MOUs/MOAs currently in effect between DCF and other state agencies.
As
shown, eight of the memoranda clarify the responsibilities of the agencies.
For example, the department has entered into four agreements with DSS
to define roles and procedures related to: processing children eligible for
Title IV-E and for the Connecticut Access medical program; conducting
background checks on unlicensed persons legally providing child care; and
depositing and spending funds from the federal social services block grant.
Another agreement outlines DCF's responsibility for the educational
costs for children it places in residential facilities.
The remaining agreements shift responsibility for a particular service
or target population from DCF to another agency or clarify procedural issues
between the agencies.
Private
Providers of Children's Services
The
Department of Children and Families relies on a network of private, typically
nonprofit, community-based service providers for much of the treatment and
care its clients require. About
half the agency's total expenditures each year between FY 91 and FY 99 have
paid for contracted services that range from prevention and diversion to
foster care and residential treatment.
The main types of direct services purchased by the agency are shown in
Table VI-3. They are
grouped according to the service categories DCF uses, which are based on a
child's placement (i.e., in- or out-of-home).
Table VI-2. Written Agreements Between DCF & Other State Agencies |
|
|
Department |
Description of Agreement: |
|
Education |
To develop & implement a plan to prevent, identify, and treat child abuse & neglect, and to train education professionals in detection & reporting. (1986) To continue the inclusion of students, who are not enrolled in a public school district that is financially responsible for the child's education ("no nexus"), within DCF Unified School District #2 whenever the child is placed by DCF in a residential facility & DCF will assume responsibility for educational costs. (1993) |
|
Social Services |
To establish
procedures for effective & timely processing of medical
eligibility for Title IV-E children and state-funded children.<![endif]>
To improve medical
services to children in DCF care through DSS Connecticut Access
program by coordinating, integrating, and defining responsibilities of
DCF & DSS. (1997) To clarify DSS will deposit federal social services block grant funds & DCF will provide designated services to target populations as per grant plan. (1998) To cooperatively implement a process for screening unlicensed persons legally providing child care in their home or in a child's home to determine a record of substantiated abuse or neglect. (1998) |
|
Public Health |
To clarify and define functions of DPH and DCF regarding health care institutions providing inpatient care to infants & reports of medical neglect of infants. (1992) |
|
Mental Retardation |
To expedite DCF referrals to Birth-to-Three program. (1996) To establish intake, investigation, & reporting processes for DMR to follow to ensure children with mental retardation are free from abuse & neglect, and establish DMR & DCF responsibilities regarding mentally retarded children under 18. (1992) |
|
Mental Health & Addiction Services |
To coordinate services and transition of clients under 21 who are enrolled in education or training program from DCF to DMHAS adult mental health system. DCF will fund services until the youth reaches 21 or ceases to be a student and then DMHAS will pick up funding. (1997) To collaborate, coordinate, implement, & report on joint issues regarding substance abuse services for children, youth, & families, and to review DMHAS model of service networks. CT Alcohol & Drug Policy Council is forum for collaboration. (1996) To work collaboratively on substance abuse services for children & families with particular attention on creating a "seamless system of care" for women & children at-risk. (1997) |
|
Judicial Branch |
To reserve 20 inpatient beds at DCF's Riverview Hospital for: (1) court-ordered evaluations of children pending before the court as FWSN or delinquent; and (2) children awaiting placement but who do not need continued hospitalization. Judicial Branch will provide part-time intake & discharge staff. Both agencies will pursue funding to develop a joint treatment unit at Riverview. (1998) To establish protocol to maximize effectiveness of DCF and Judicial resources to serve FWSN cases. (1998) To develop a process for transferring non-delinquency FWSN cases needing residential treatment or placement from juvenile probation to DCF. (1999) |
|
Source of Data: DCF |
|
|
Table VI-3. Direct Client Services Purchased by DCF |
||
|
In-Home
Services |
Out-of-Home
Services |
|
|
Family
Model |
Residential
|
|
|
· Intensive Family Preservation/Reunification · Parent Aide · Foster and Adoption Placement Preservation · Parenting Education · Respite Care (Biological Parents) · Child Care · Therapeutic Child Care · Extended Day Treatment · Crisis Counseling (Emergency Mobile Psychiatric) · Substance Abuse -- Supportive Housing · Substance Abuse -- Primary Caregiver Outpatient · Substance Abuse -- Adolescent · Individual and Family Counseling · Outreach and Tracking (“parole” services) |
· Safe Homes · Foster Care · Foster Family Recruitment · Foster Family Retention · Specialized Foster Care · Adoption |
· Temporary Shelter Care · Independent Living Programs · Residential Programs |
At
present there is no single, complete inventory of all providers with whom the
agency contracts for direct services to children and families.
The department is currently working to develop, in computerized form, a
resource directory as required by the consent decree.
Not
counting licensed foster families, DCF estimates it purchases services from
more than 200 providers. Individual
providers include a variety of care and treatment facilities as well as cities
and towns, local family or youth services agencies, hospitals, community
action agencies, community mental health centers, and other community
organizations such as YMCAs and the Salvation Army.
Some contractors are very specialized, serving a limited population or
geographic area; others provide a full spectrum of services to children and
adults and are a statewide resource for DCF as well as other state agencies.
In
general, DCF regional offices and institutions carry out the contracting
process -- defining needs, designing requirements, procuring the services,
managing the contract, and evaluating the services provided -- for outside
services their clients need. If a
program or service is needed statewide, programmatic staff in the central
office responsible for the area usually will handle these contracting
functions. All contracts,
however, are subject to review by the central office financial bureau staff.
The bureau's contract staff must ensure that funding is available
initially for the contracted service and approve any subsequent changed in the
contract's spending plan. The
central office staff who oversee consent decree implementation also
participate in the financial bureau's review to make sure the proposed
contracts do not conflict with the resource allocation (PARA) plan approved by
court monitor.
In
compliance with consent decree requirements and state and federal initiatives,
the department is instituting a performance-based contract process for
purchasing services from private providers.
The first performance-based contracts were developed in 1994 and used
for some of the agency's major provider groups including residential treatment
facilities, child guidance clinics, and family preservation programs.
As shown in Table VI-4, they are currently used for 23 categories of
service and apply to over 300 individual provider contracts.
Table VI-4. DCF Providers Subject to Performance-Based Contracts |
|
|
Contract
Category |
No.
Providers |
|
Alcohol
and Drug Prevention |
29 |
|
Child
and Adolescent Respite Care |
5 |
|
Child
Guidance Clinics |
27 |
|
Clinical
Pediatric Liaisons |
22 |
|
Day
and Extended Day Treatment |
16 |
|
Early
Childhood Programs |
4 |
|
Emergency
Mobile Psychiatric Services |
18 |
|
Emergency
Shelters |
11 |
|
Family
Support Centers |
7 |
|
Family
Violence Outreach |
9 |
|
Group
Homes |
18 |
|
Independent
Living |
13 |
|
Intensive
Family Preservation |
24 |
|
Juvenile
Case Management Collaborative |
3 |
|
Outreach
Tracking and Reunification |
5 |
|
Parent
Aide Programs |
28 |
|
Parent
Education and Support Centers |
16 |
|
Residential
Treatment |
15 |
|
Safe
Homes |
14 |
|
Specialized
Foster Care |
18 |
|
Substance
Abuse Services |
12 |
|
Substance
Abuse Services for Families At Risk |
10 |
|
Therapeutic
Child Care |
15 |
The
existing performance-based contracts
contain workplans developed by the providers and DCF staff that specify goals,
objectives, and activities. Each
quarter, providers must submit to the department workplan status reports along
with performance-based criteria data and financial data.
As noted in an earlier chapter, the central office, through its quality
management bureau, is responsible for compiling and analyzing the data
gathered from the agency's performance-based
contracts. The department intends
to use the contract data as a basis for deciding whether to continue funding a
provider as well as to help evaluate the effectiveness of programs and
services and identify needs.
Advocacy
During the past 20 years, there has been growing political and public
interest in improving the lives of and services for children.
Much of the attention has been the result of increased and improved
advocacy for children.
Advocacy strategies vary with the specific issue and focus of the
preferred outcome. The focus can
be on making service systems or bureaucracies more effective and efficient,
reforming existing statutes or enacting new laws, assisting an individual
access a service or benefit, or bringing class action litigation to challenge
unlawful or harmful patterns and practices.
Most typically, advocacy is carried out by persons and organizations
outside of the systems that either provide, fund, or monitor services or enact
legislation and appropriate resources. Beyond
provider groups that have organized to improve children's services and
strengthen their working relationships with DCF, a number of groups that lobby
and advocate around children's issues have evolved over the past decade.
Among the more prominent are: Connecticut Voices for Children which
focuses on advocating for policy and procedural changes and improvements; the
Center for Children's Advocacy, affiliated with the University of Connecticut
(UCONN) School of Law, which serves the legal needs of poor children; and the
Connecticut Association of Human Services, which publishes research on the
condition of children in the state and provides education and outreach
services.