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CHRISTIAN ACTIVITIES COUNCIL,
CONGREGATIONAL v. TOWN
COUNCIL OF THE TOWN OF
GLASTONBURY ET AL.
(SC 15669)
Callahan,
C. J., and Borden, Berdon, Norcott, Katz, Palmer and McDonald, Js.[1]
{OPINION}
BORDEN, J. The principal issue in this
appeal involves the scope of judicial review in an affordable housing land use
appeal pursuant to General Statutes § 8-30g.[2]
The plaintiff, Christian Activities Council, Congregational, appeals[3]
from the judgment of the trial court. By that judgment, the trial court
dismissed the plaintiff's appeal from the action of the named defendant, the
town council of the town of Glastonbury (defendant),[4]
which had denied the plaintiff's application for a change of zone for the
purpose of developing a parcel of land in Glastonbury as an affordable housing
development. The plaintiff claims that: (1) the trial court applied an improper
scope of review under § 8-30g (c) (1) (B), (C) and (D); (2) the trial
court improperly failed to consider whether all four of the criteria
established by § 8-30g (c) (1) had been met; (3) the trial court
improperly failed to consider all of the defendant's reasons for denying the plaintiff's
application; and (4) the defendant did not meet its burdens of proof under
§ 8-30g (c) (1). We affirm the judgment of the trial court.
Certain facts and the procedural history
are undisputed. The parcel of land in question consists of 33.42 acres located
on the northerly side of Hebron Avenue and the westerly side of Keeney Street
in Glastonbury. The land currently is owned by the Metropolitan District
Commission (Metropolitan), a public water company, from whom the plaintiff has
contracted to purchase it conditioned upon, among other things, the ability of
the plaintiff to secure zoning approval from the town for construction of at
least twenty-six single family affordable dwellings on the parcel. Metropolitan
also owns a tract of approximately 546 acres located directly across Keeney
Street, and stretching to the north, from the parcel in question. The parcel at
issue in this case, along with the rest of Metropolitan's property, is
currently zoned "reserved land" on the Glastonbury zoning map, a
classification that places lands owned by, inter alia, public service water
companies "in a special zone to ensure the proper, orderly and planned
growth of such land in accordance with surrounding development and the
Glastonbury Plan of Development." Glastonbury Zoning Regs., § 4.10.1.
No residential development is permitted in a "reserved land" zone.
That classification permits residential development at a density of one unit
per acre. On the town's plan of development, however, the parcel is designated
as "fringe suburban." That designation identifies land as suitable
for residential development at a density of one dwelling unit per acre. The
parcel sought to be developed is bordered on the east by Keeney Street, and on
the south, west and north by other parcels that are zoned as "rural
residence."
Under the Glastonbury charter, the
defendant has the power to rezone property. Accordingly, pursuant to
§ 8-30g, the plaintiff filed an affordable housing development application
with the defendant to rezone the parcel from "reserved land" to
"rural residence." The proposed development was to be comprised of
detached affordable housing to be offered to low and moderate income minority
families. In connection with the
application, the plaintiff submitted a preliminary subdivision plan for an open
space subdivision of twenty-eight units, along with house plans illustrative of
the type of housing to be constructed. The subdivision plan showed the parcel
to be divided into twenty-eight lots averaging one-half acre in size, bisected
by approximately thirteen acres of open space encompassing a six acre inland
wetlands area. This preliminary subdivision plan contained two access roads to
be constructed: one leading from Hebron Avenue, serving the eleven lots south
of the open space; and the other leading from Keeney Street, serving fourteen
of the lots north of the open space. The three remaining lots, north of the
open space, would have direct access to Keeney Street.
The defendant referred the plaintiff's
application to the Glastonbury plan and zoning commission (plan and zoning
commission) for a recommendation, as required by the zoning regulations. After
a public hearing, the plan and zoning commission recommended that the
application be granted. In doing so, however, the plan and zoning commission
made certain comments regarding the parcel. The Glastonbury conservation
commission (conservation commission) also considered the plaintiff's
application and, although not formally making a recommendation on the proposal,
submitted to the plan and zoning commission a resolution expressing a number of
"concern[s]" regarding the proposal "for inclusion into the
[plan and zoning commission] public hearing record on this matter." We
discuss later in this opinion the relevant comments of the plan and zoning
commission and the relevant expressed concerns of the conservation commission.
The defendant, after a public hearing in
June, July and August, 1994, denied the plaintiff's application. In doing so,
the defendant gave the following reasons that are pertinent to this appeal:
"1. The proposed development would create a new road exiting onto an
already acknowledged dangerous curve on Hebron Avenue just west of its
intersection with Keeney Street in an area of high risk, serious traffic accidents
and high volume. The proposed development would increase existing traffic
hazards and would expose residents of the proposed development and others who
travel in that intersection to unreasonable risks. 2. It is in the best
interest of the Town to provide open space in order to meet local and regional
needs. Further, the 1994 Plan of
Development recommends that [Metropolitan] lands in the Keeney Street area be
considered for Town purchase and preservation as open space. . . .[5]
4. The proposed development could endanger a potential future water supply
source as identified by Environmental Planning Services Report dated April 17,
1991 prepared for [Metropolitan] at Page 9. 5. These considerations outweigh
the need for affordable housing at this site, especially because of the
availability of other parcels in town suitable for affordable housing."[6]
The plaintiff appealed to the trial court
pursuant to § 8-30g (c). The trial court, relying on our statement that,
in an affordable housing land use appeal, as in a traditional zoning appeal,
"[t]he zone change must be sustained if even one of the stated reasons is
sufficient to support it"; (internal quotation marks omitted) West Hartford Interfaith Coalition, Inc.
v. Town Council, 228 Conn. 498, 513,
636 A.2d 1342 (1994); concluded that there was sufficient evidence in the
record to support the defendant's fourth stated reason, namely, that the
proposed development may destroy a potential future source of public water.
Accordingly, the trial court discussed the evidence in the record only with
regard to that stated reason, and did not discuss the evidence underlying any
of the other stated reasons. The court also determined that the defendant's
decision otherwise complied with § 8-30g (c). It, therefore, dismissed the
plaintiff's appeal. This appeal followed.
I
A
We begin by outlining the differences that
we have identified thus far between an affordable housing land use appeal
pursuant to § 8-30g, and a traditional zoning appeal.[7]
First, an appeal under § 8-30g (b) may be filed only by an applicant for
an affordable housing development whose application was "denied or [was]
approved with restrictions which have a substantial adverse impact on the
viability of the affordable housing development or the degree of affordability
of the affordable dwelling units . . . ." Thus, where the town has granted
such an application, either outright or without imposing such restrictions,
there is no appeal under § 8-30g (b).[8]
Second, the scope of judicial review under
§ 8-30g (c) requires the town, not the applicant, to marshal the evidence
supporting its decision and to persuade the court that there is sufficient evidence in the record to
support the town's decision and the reasons given for that decision. By
contrast, in a traditional zoning appeal, the scope of review requires the
appealing aggrieved party to marshal the evidence in the record, and to
establish that the decision was not
reasonably supported by the record. Protect
Hamden/North Haven from Excessive Traffic & Pollution, Inc. v. Planning & Zoning Commission, 220
Conn. 527, 542–43, 600 A.2d 757 (1991).[9]
Third, if a town denies an affordable
housing land use application, it must state its reasons on the record, and that
statement must take the form of "a formal, official, collective statement
of reasons for its actions." Id., 544.[10]
By contrast, in a traditional zoning appeal, if a zoning agency has failed to
give such reasons, the court is obligated "to search the entire record to
find a basis for the [agency's] decision." (Internal quotation marks
omitted.) Id.
We reach this conclusion based on the text
and the purpose of the statute.[11]
The text requires that the town establish that sufficient record evidence
supports "the decision from which such appeal is taken and the reasons cited for such decision
. . . ." (Emphasis added.) General Statutes § 8-30g (c) (1) (A).
Thus, textually the statute contemplates "reasons" that are
"cited" by the town. This strongly suggests that such reasons be
cited by the zoning agency at the time it took its formal vote on the
application, rather than reasons that later might be culled from the record,
which would include, as in a traditional zoning appeal, the record of the
entire span of hearings that preceded the vote. Furthermore, the statute
requires that the town establish that: its "decision [was] necessary to
protect substantial public interests in health, safety, or other matters which
the [agency] may legally consider"; General Statutes § 8-30g (c) (1)
(B); those "interests clearly outweigh the need for affordable
housing"; General Statutes § 8-30g (c) (1) (C); and those
"public interests cannot be protected by reasonable changes" to the
plan. General Statutes § 8-30g (c) (1) (D). These requirements strongly
suggest that the town be obligated, when it renders its decision, to identify
those specific public interests that it seeks to protect by that decision, so
that the court in reviewing that decision will have a clear basis on which to
do so. Furthermore, "the key purpose of § 8-30g is to encourage and
facilitate the much needed development of affordable housing throughout the
state." West Hartford Interfaith
Coalition, Inc. v. Town Council,
supra, 228 Conn. 511. Requiring the town to state its reasons on the record
when it denies an affordable housing land use application will further that
purpose because it will help guard against possibly pretextual denials of such
applications. We therefore read the statute, consistent with its text and
purpose, to require the town to do so.
B
We first consider the scope of our review
of the defendant's decision.[12]
The plaintiff claims that, although § 8-30g (c) (1) (A)[13]
requires only that the defendant prove that its decision and the reasons for it
be supported by "sufficient evidence in the record," the defendant
has a higher burden under § 8-30g (c) (1) (B) and (C).[14]
More specifically, the plaintiff argues that the defendant's burden under
subparagraphs (B) and (C) is a preponderance of the evidence standard. With
respect to subparagraph (D) of § 8-30g (c) (1),[15]
however, the plaintiff contends that "the remarkable aspect of this
requirement arises not so much from the level of the burden of proof as from
where that burden falls. . . . The requirement that a commission prove that the
public interests cannot be protected
means that it must take an active role. The commission must become familiar
enough with the application to make a good faith attempt to devise reasonable
changes to the development to protect the public interests that it perceives to
be threatened." (Emphasis in original.)
We disagree with the plaintiff's
contentions regarding subparagraphs (B), (C) and (D) of § 8-30g (c) (1).
We conclude that the defendant's burden under those subparagraphs is the same
as that under subparagraph (A), namely, to establish that its decision and the
reasons cited in support of that decision are supported by sufficient evidence
in the record. With respect to subparagraph (D) more specifically, however, we
conclude that where the zoning commission establishes that there is sufficient
evidence in the record to support its determination that there is a substantial
public interest that would be harmed by the proposed affordable housing
development, and where that interest and harm are site specific, in the sense
that no changes to the proposed
development reasonably can be determined to protect that interest on that
specific site, the zoning commission has satisfied its burden. Because we
conclude, moreover, that in the present case the defendant has satisfied its
burden under subparagraph (D), we need not decide whether, and to what extent,
it had an obligation to devise potential changes to the proposed development,
rather than to deny the application.
It is useful to begin this analysis by
differentiating between two different, but related concepts: (1) a burden of
persuasion; and (2) the scope of judicial review of an administrative decision,
including a zoning decision. The concept of a burden of persuasion ordinarily
applies to questions of fact, and ordinarily is expressed in one of three ways:
(1) a preponderance of the evidence; (2) clear and convincing evidence; or (3)
proof beyond a reasonable doubt. See C. Tait & J. LaPlante, Connecticut
Evidence (2d Ed. 1988) §§ 4.4.1, 4.4.2, pp. 72–76. The function of the
burden of persuasion is to allocate the risk of error on certain factual
determinations, and to indicate the relative social importance of the factual
determination at issue. Miller v. Commissioner of Correction, 242 Conn.
745, 791–94, 700 A.2d 1108 (1997). In a zoning case, the fact finder ordinarily
is the zoning agency, not the court.
The concept of the scope of judicial review
of an administrative decision, by contrast, applies to both the factual and
legal decisions made by the administrative agency in question, including a
zoning agency, and ordinarily differs depending on whether the court is
reviewing a factual or legal determination by the agency. See, e.g., Connecticut Resources Recovery Authority
v. Zoning Board of Appeals, 225 Conn.
731, 744, 626 A.2d 705 (1993) ("trial court must uphold the board's
decision [regarding factual determinations] if it is reasonably supported by
the record"); North Haven v. Planning & Zoning Commission, 220
Conn. 556, 561, 600 A.2d 1004 (1991) (applying plenary review to question of
law). The function of the scope of judicial review is to express the policy
choice, ordinarily drawn from the governing statutes, regarding the allocation
of decision-making authority as between the administrative agency and the
reviewing courts, and, more specifically, to articulate the degree of
constraint that the statutes place upon the courts in reviewing the
administrative decision in question. Where the administrative agency has made a
factual determination, the scope of review ordinarily is expressed in such
terms as substantial evidence or sufficient evidence. See, e.g., Property Group, Inc. v. Planning & Zoning Commission, 226
Conn. 684, 692, 628 A.2d 1277 (1993) (agreeing that lack of "substantial
evidence" in record warranted Appellate Court's determination); see also
General Statutes § 4-183 (j).[16]
Where, however, the administrative agency has made a legal determination, the
scope of review ordinarily is plenary. See, e.g., North Haven v. Planning &
Zoning Commission, supra, 561.
In the present case, the scope of review,
not the burden of persuasion, is at issue. Although § 8-30g (c) uses
language slightly suggestive of fact-finding,[17]
albeit inaccurately, the zoning commission remains the fact finder, as in a
traditional zoning case, and there is nothing but a minimal linguistic
inaccuracy to indicate otherwise. The court's function in an appeal under
§ 8-30g (c) (1) is to apply the scope of judicial review, as expressed in
subparagraphs (A), (B), (C) and (D), to the pertinent determinations made by
the zoning commission. Put another way, the statute contemplates that the
zoning commission will have made certain factual determinations in the zoning
proceedings, and the court is obligated to review those factual determinations
pursuant to the scope of review stated in the statute. Indeed, to read
§ 8-30g (c) as encompassing a shift of the fact-finding function from the
local zoning agency to the court would be a radical departure from basic
principles of zoning law. We ordinarily do not read statutes to make radical
departures from traditional rules without a clear indication of legislative
intent to do so. See, e.g., Castagno
v. Wholean, 239 Conn. 336, 340, 684
A.2d 1181 (1996) (construing statute to avoid "radical departure from the
common law and from the deeply ingrained tradition"). There is no such
indication in the language of § 8-30g (c) and, as we discuss in more
detail later in this opinion, the legislative history is to the contrary.
With this background in mind, we return to
the question of our scope of review under § 8-30g (c) (1) of the
defendant's decision denying the application. We note in this connection that,
with respect to all of the subparagraphs -- (A) through (D) -- judicial review
of the decision is "based upon the evidence in the record compiled before
[the] commission . . . ." General Statutes § 8-30g (c). Thus, as in a
typical zoning appeal, the court's function in the present case is to review
the record made in the zoning proceeding.[18]
The question of our scope of review under
§ 8-30g (c) (1) implicates the question of the relationship between
subparagraphs (A), (B), (C) and (D). We conclude that subparagraph (A) states
the general scope of review, drawn largely from traditional zoning principles,
that applies to subparagraphs (B), (C) and (D).
We first address our scope of review under
subparagraph (A), which requires the defendant to establish that "the
decision from which such appeal is taken and the reasons cited for such
decision are supported by sufficient evidence . . . ." We address this
aspect of our scope of review because, although the plaintiff does not
challenge or seek to change its established meaning in this appeal, we conclude
that in effect the four subparagraphs are inextricably linked, and that the
general standard of the sufficiency of the evidence applies to subparagraphs
(B), (C) and (D).
We first considered our scope of review
under General Statutes (Rev. to 1993) § 8-30g (c) in West Hartford Interfaith Coalition, Inc. v. Town Council, supra, 228 Conn. 498. In the context of a legislative
zone change, we held that "the trial court properly applied traditional
concepts of judicial review, where appropriate, to its review of the [town
council's] decision." Id., 512. In doing so, we reaffirmed and applied two
of those traditional concepts that are pertinent to this appeal.
The first concept was that, when the zoning
commission acts in its legislative capacity, its conclusions "must be
upheld . . . if they are reasonably supported by the record. The credibility of
the witnesses and the determination of [questions] of fact are matters solely
within the province of the [commission]. . . . The question is not whether the
trial court would have reached the same conclusion, but whether the record
before the [commission] supports the decision reached." (Internal
quotation marks omitted.) Id., 513. We then applied this standard of review,
and concluded "that the trial court did not substitute its judgment for
that of the [town council] regarding the density of the site." Id., 516.
Second, we reaffirmed the concept that
"[w]here a zoning [commission] has stated its reasons for its actions, the
court should determine only whether the assigned grounds are reasonably
supported by the record and whether they are pertinent to the considerations
which the authority was required to apply under the zoning regulations."
(Internal quotation marks omitted.) Id., 513. Furthermore, "[t]he zone
change must be sustained if even one of the stated reasons is sufficient to
support it." (Internal quotation marks omitted.) Id. We then applied this
standard and concluded "that the trial court in fact searched the record
and was unable to find a basis to justify the [town council's] decision . . .
." Id., 517–18.
Thereafter, in Kaufman v. Zoning Commission,
232 Conn. 122, 653 A.2d 798 (1995), we again addressed the scope of judicial
review, under General Statutes (Rev. to 1993) § 8-30g (c), of the denial
of a change of zone application for an affordable housing development. We
articulated and applied two standards that are pertinent to the present case.
First, we held that, under General Statutes
(Rev. to 1993) § 8-30g (c) (1),[19]
with regard to the question of whether the zoning commission was required to
establish that there was "sufficient" or "substantial"
evidence in the record to support its decision, "the correct test is
whether [the commission] met the lesser burden of adducing `sufficient
evidence' to support its decision." Kaufman
v. Zoning Commission, supra, 232
Conn. 150. "The commission's only burden was to show that the record
before the [commission] support[ed] the decision reached; West Hartford Interfaith Coalition, Inc. v. Town Council, supra, [228 Conn.] 513; and that the commission did
not act arbitrarily . . . illegally . . . or in abuse of discretion."
(Internal quotation marks omitted.) Kaufman
v. Zoning Commission, supra, 153.
We further defined "sufficient
evidence" in this context to mean less than a preponderance of the
evidence, but more than a mere possibility. We stated that the zoning
commission need not establish that the effects it sought to avoid by denying
the application "are definite or more likely than not" to occur, but
that such evidence must establish more than a "mere possibility" of
such occurrence. Id., 156. Thus, "the commission was required to show a
reasonable basis in the record for concluding [as it did]. The record,
therefore, must contain evidence concerning the potential harm that would
result if the zone were changed . . . and concerning the probability that such
harm in fact would occur." Id.[20]
We then applied this standard and concluded that "none of the evidence [in
the record] provided a reasonable basis on which to deny the application";
id., 160; because "there is nothing in the record that supports anything
but a mere possibility that the requested zone change would" cause the
harm that the commission envisaged by the zone change. (Internal quotation
marks omitted.) Id., 162.
Second, we implicitly recognized the
relationship between then subdivisions (1) and (2) of General Statutes (Rev. to
1993) § 8-30g (c) by applying the "sufficient evidence"
standard, as articulated under subdivision (1), to subdivision (2) as well. In
effect, we read the general language of General Statutes (Rev. to 1993)
§ 8-30g (c) (1) -- "the decision . . . and the reasons cited for such
decision are supported by sufficient evidence in the record" -- to apply
to the more specific requirement of General Statutes (Rev. to 1993)
§ 8-30g (c) (2) that "the decision is necessary to protect
substantial public interests in health, safety, or other matters which the
commission may legally consider . . . ." See Kaufman v. Zoning Commission,
supra, 232 Conn. 154.
We began this analysis in Kaufman by outlining the zoning
commission's burden under General Statutes (Rev. to 1993) § 8-30g (c) (2),
now § 8-30g (c) (1) (B). "[T]the commission was required to show
that, on the basis of `the evidence in the record . . . the decision [was]
necessary to protect substantial public interests . . . .'" Kaufman v. Zoning Commission, supra, 232 Conn. 154. We then explained that
this imposed two burdens on the zoning commission. "First, the commission
was required to establish that it
reasonably could have concluded that `substantial public interests' were
implicated by the zone change, in light
of the record evidence as to both the level of harm that could result from
the zone change and the probability that the zone change would cause that harm.
Second, the commission was required to establish that, on the basis of the record, it reasonably could have concluded that
the decision to deny the zone change was `necessary' -- i.e., that any such
public interests could not be protected if the zone change were granted."
(Emphasis added.) Id.
We then stated our disagreement with the
zoning commission's contention that it "was entitled to reject this
plaintiff's application based on the mere possibility that the zone change
would harm the [watershed property]. . . . [T]he commission was required to
show a reasonable basis in the record for concluding that its decision was
necessary to protect substantial public interests. The record, therefore, must
contain evidence concerning the potential harm that would result if the zone
were changed . . . and concerning the probability that such harm in fact would
occur." Id., 156. After reviewing the evidence in the record, we then
concluded that "there is nothing in the record that supports anything but
a mere possibility that the requested zone change would harm the environment.
The record contains no evidence quantifying the potential level of harm to the
[watershed property] or estimating the probability that the harm would occur if
the zone change were granted." (Internal quotation marks omitted.) Id.,
162.
This analysis demonstrates that, in
interpreting and applying what is now subparagraph (B) of § 8-30g (c) (1)
in Kaufman, we applied the same
standard that we previously had delineated as defining the phrase
"sufficient evidence in the record" under subparagraph (A) of
§ 8-30g (c) (1). Our focus on what the zoning commission reasonably could
have concluded on the basis of the record evidence, as opposed to what was a
mere possibility on the basis of that evidence, was drawn directly from our
analysis of the meaning of "sufficient evidence in the record" under
subparagraph (A). Put another way, in determining whether the commission had
sustained its burden under subparagraph (B) of establishing that its decision
was "necessary to protect substantial interests in health, safety, or
other matters which the commission may legally consider," the court does
not itself weigh the record evidence. Instead, the court applies the
"sufficient evidence in the record" test of subparagraph (A). The
court reviews the evidence and asks whether there was sufficient evidence for
the commission, based on that
evidence, reasonably to have concluded that there was some probability, not a
mere possibility, that its decision was necessary to protect those interests.
We are persuaded, moreover, that we were
correct, in Kaufman, in applying the
meaning of "sufficient evidence in the record" under subparagraph (A)
of § 8-30g (c) (1) to subparagraph (B) of § 8-30g (c) (1), and that
the same analysis applies to subparagraphs (C) and (D) of § 8-30g (c) (1)
as well. In other words, the court's task in determining whether the zoning
commission has satisfied its burden under subparagraphs (C) and (D), is not to
weigh the evidence itself. The court's task rather, is to review the evidence
and determine whether, based upon that evidence, there was sufficient evidence
for the commission reasonably to have concluded that: (1) the "public
interests" that the commission sought to protect "clearly outweigh
the need for affordable housing"; General Statutes § 8-30g (c) (1)
(C); and (2) "such public interests cannot be protected by reasonable
changes to the affordable housing development . . . ." General Statutes
§ 8-30g (c) (1) (D). We reach this conclusion for several reasons.
First, although § 8-30g (c) (1) is
phrased as if subparagraph (A) were separate and independent of subparagraphs
(B), (C) and (D), a careful analysis of the entire subsection strongly suggests
that, to the contrary, the "sufficient evidence in the record"
standard of subparagraph (A) must also apply to subparagraphs (B), (C) and (D).
Subparagraph (A) refers to the "decision" of the zoning commission
and "the reasons cited for such decision," and requires that the
decision and those reasons be "supported by sufficient evidence in the
record." Textually, subparagraphs (B), (C) and (D) then build on that
standard by referring to the "decision" and by requiring the
commission to establish that the decision was "necessary to protect substantial
public interests"; General Statutes § 8-30g (c) (1) (B); that those
"public interests clearly outweigh the need for affordable housing";
General Statutes § 8-30g (c) (1) (C); and that "such public interests
cannot be" otherwise protected. General Statutes § 8-30g (c) (1) (D).
Each of the four subparagraphs, therefore, inextricably is linked textually
with the others.
Furthermore, as the present case
demonstrates, those very reasons are themselves ordinarily what the zoning
commission will state under subparagraphs (B), (C) and (D) of § 8-30g (c)
(1) as the justification for its decision. In this case, the defendant, in
giving its reasons for its decision to deny the application, gave reasons that
were phrased in terms of subparagraphs (B) and (C) explicitly, and (D) implicitly.
The defendant explicitly cited the public interests in traffic safety, water
supply preservation and open space; it explicitly concluded that these
interests outweighed the need for public housing; and it implicitly concluded
that no reasonable changes to the proposed development could protect those
interests. The legislature undoubtedly contemplated that, in the typical case,
subparagraph (A) would provide the scope of review for subparagraphs (B), (C)
and (D).
Second, each of the four subparagraphs is
preceded by the generally applicable phrase, "the commission to prove,
based upon the evidence in the record compiled before [it] . . . ."
General Statutes § 8-30 (c) (1). The purpose of this provision is to make
clear that judicial review must be based on the zoning record returned to the
court -- not on the basis of a trial de novo. This conclusion is buttressed by
the legislative history. See 32 H.R. Proc., Pt. 30, 1989 Sess., p. 10,578,
remarks of Representatives Dale W. Radcliffe and Richard D. Tulisano
("[the phrase] in the record compiled before the commission . . . is
designed to make sure there is no trial de novo"); 32 S. Proc., Pt. 12,
1989 Sess., p. 4053, remarks of Senator Richard Blumenthal ("the review is
one that is made on the basis of the existing record, not a trial de
novo"). This generally applicable scope of review provision strongly
supports the conclusion that each of the subparagraphs of § 8-30g (c) (1)
embodies the "sufficient evidence" standard, because that is the only
standard for judicial scope of review established by the statute, and because
to conclude otherwise would require a review that would be virtually identical
to a trial de novo by the court.
Third, the legislative history supports our
conclusion that the standard of "sufficient evidence in the record,"
articulated explicitly in subparagraph (A) of § 8-30g (c) (1), also
applies under the other subparagraphs. In a colloquy with Representative
Tulisano, the floor sponsor of the bill, Representative Radcliffe, stated,
without contradiction, as follows: "[A]s I read [subsection (c)] and then
I think it's a correct reading, the municipality would have the burden of going
to court and proving by sufficient evidence that standard that's developed in
the record that these several factors are met, that is, decisions necessary to
protect health, safety and welfare, public interest, should outweigh the need
for affordable housing." 32 H.R. Proc., supra, p. 10,580.
Fourth, as we have explained, in Kaufman, we already have applied, and
thus implicitly deemed applicable, the scope of review under subparagraph (A)
of § 8-30g (c) (1) to subparagraph (B). There is no basis in the statutory
language or history to warrant the application of a different scope of review
under subparagraphs (C) and (D).
II
Having explicated our scope of review of
the defendant's decision, we turn to the plaintiff's specific challenges to the
trial court's judgment affirming that decision. Applying the appropriate scope
of review, we affirm that decision.
A
The plaintiff's first claim is that the
trial court did not determine whether the defendant had met all four of the
requirements of § 8-30g (c) (1) had been met by the defendant.
Specifically, the plaintiff argues that the trial court "dismissed the
plaintiff's appeal without finding that the record evidence satisfied each
prong of § 8-30g (c) [1] . . . ." We disagree.
This claim is premised on a misreading of
the trial court's memorandum of decision. The court specifically stated that it
found "that the [defendant's] decision is supported by sufficient evidence
in the record, and otherwise complies
with the requirements of § 8-30g (c) [1]." (Emphasis added.) The
court further stated that, because of this conclusion, "it is not
necessary to discuss more than one reason given by the [defendant] which meets
the requisite standard." The court then focused on the defendant's
"concern over endangerment of a potential future water supply," and
concluded, based on the court's evaluation of the entire record, that the
defendant "was justified in denying the application because the proposed
development may destroy a potential future source of public water." The
court then turned to the remaining three requirements of § 8-30g (c) (1).
It concluded that its "foregoing discussion of § 8-30g (c) (1) [A]
encompasses, in large measure, [subparagraph (B)] as well. That the defendant
is free to consider endangerment of a potential future source of public water,
as `a substantial public interest in health, safety or other matters which the
[the defendant] may consider' is beyond cavil." Regarding § 8-30g (c)
(1) (C), the trial court considered the statement of the defendant's fifth
reason, namely, that "`these considerations outweigh the need for affordable
housing at this site, especially because of the availability of other parcels
in town suitable for affordable housing' . . . as a proper statement of the
balancing required by § 8-30g (c) [(1) (C)]." With respect to
§ 8-30g (c) (1) (D), the trial court specifically "accept[ed] the
[defendant's] argument that loss of a potential public water supply is both a
site specific issue and one which is implicated by development with or without
`reasonable changes.'" Therefore, the trial court considered each prong of
§ 8-30g (c) before concluding that the defendant's denial of the
application was justified.
B
The plaintiff next claims that the trial
court improperly failed to consider each of the reasons advanced by the
defendant in denying the application. The plaintiff argues that, because the
key purpose of the statute is to encourage and facilitate the development of
affordable housing in the state, a reviewing court must "consider all of
the zoning agency's reasons for denial of an application. If the court
determines that some of the reasons are invalid, then the matter should be
remanded back to the agency because there is no way of knowing whether the
invalid reasons infected the entire decision." In effect, this claim
challenges our conclusion, articulated in West
Hartford Interfaith Coalition, Inc. v. Town
Council, supra, 228 Conn. 513, that under § 8-30g (c) (1),
"`[t]he zone change must be sustained if even one of the stated reasons is
sufficient to support it.'" We are not persuaded.
There can be no doubt that, under traditional
notions of judicial review of legislative zoning decisions, it is settled law
that a zone change must be sustained if one of the stated reasons is supported
by sufficient evidence. See id.; Protect
Hamden/North Haven from Excessive Traffic & Pollution, Inc. v. Planning & Zoning Commission, supra,
220 Conn. 544; First Hartford Realty
Corp. v. Plan & Zoning Commission,
165 Conn. 533, 543, 338 A.2d 490 (1973). Traditional concepts of judicial
review of zoning decisions apply to appeals from denials of affordable housing
applications, where appropriate. West
Hartford Interfaith Coalition, Inc. v. Town
Council, supra, 228 Conn. 512. The plaintiff does not point to any language
in § 8-30g (c) (1) as support for its interpretation of the statute, and
we perceive none. We reaffirm, therefore, that an affordable land use decision
is sustainable if any one of the reasons stated by the zoning agency is
supported by sufficient evidence in the record, the standard articulated by
subparagraph (A) of § 8-30g (c) (1), and properly applied to subparagraphs
(B), (C) and (D).
Furthermore, the legislative history of
§ 8-30g (c) (1) makes clear that, except insofar as the statute specifies
otherwise, such as we have indicated previously, traditional concepts of judicial
review are to prevail. See footnote 20 of this opinion. There is nothing in
that legislative history to suggest that the legislature intended to supplant
this particular traditional aspect of judicial review. Indeed, the legislative history is replete with
indications that, except insofar as the statute requires otherwise, either
explicitly or implicitly, the legislature intended the process to be the same
as in traditional zoning cases.[21]
In addition, the rule that the plaintiff
proposes would discourage zoning agencies from fully articulating their reasons
in denying an application. If, whenever an agency gave its reasons and, on
judicial review, one of those reasons was determined not to be supported by
sufficient evidence -- for example, by evidence showing only a possibility but
not a probability of harm to a protected interest -- the entire case would have
to be remanded for a redetermination by the agency. Under such a regimen, in
the case of a close call on any given reason in the first instance, there would
be an undue incentive for the agency to exclude that reason from its decision,
because it would create a risk of reversal by the court and a subsequent
reweighing process by the agency, long after it had rendered the original
decision. We do not think that the legislature intended to create such a
disincentive because public policy is better served by encouraging, rather than
discouraging, a public agency to express all of the reasons for its decisions.
The plaintiff contends that the
"public policy embodied in § 8-30g of providing fair access to
housing and expanding housing opportunities for all citizens of Connecticut
makes the application of this rule inappropriate in affordable housing
appeals." We agree with this statement of the public policy animating
§ 8-30g. We disagree, however, that this policy requires or justifies, in
the absence of appropriate legislative language and in the face of contrary
legislative history and public policy, an interpretation of the statute that
embodies the rule that the plaintiff urges.
C
The plaintiff's final claim is that the
defendant did not meet its burdens under § 8-30g (c) (1). We disagree.
The defendant gave three substantive
reasons for its decision that are in contention in this appeal.[22]
They may be summarized as: (1) traffic hazards; (2) preservation of open space;
and (3) endangerment of a potential future public water supply. The trial court
focused on the third reason, namely, endangerment of a potential future water
supply. We focus on the second reason, namely, the preservation of open space,
because in our view, of the three reasons, the record evidence supporting that
reason most clearly satisfies the defendant's burdens under the statute.[23]
We reiterate that our scope of review of the defendant's decision denying the
plaintiff's application is the same as that of the trial court. See footnote 12
of this opinion.
The defendant's second reason was: "It
is in the best interest of the Town to provide open space in order to meet
local and regional needs. Further, the 1994 Town Plan of Development recommends
that [Metropolitan] lands in the Keeney Street area be considered for Town
purchase and preservation as open space." In order to satisfy its burden
under § 8-30g (c) (1) with respect to this reason, the defendant must
satisfy several requirements.
Pursuant to subparagraph (B) of
§ 8-30g (c) (1), it must establish that there was sufficient evidence in
the record for it reasonably to have concluded that the "substantial
public [interest]" in the preservation of open space[24]
was "necessary to protect [such] public [interest] . . . ." Under Kaufman v. Zoning Commission, supra, 232 Conn. 122, this means that the
defendant must establish that it reasonably could have concluded, based on the
record evidence, that (1) there was some quantifiable probability -- more than
a mere possibility but not necessarily amounting to a preponderance of the
evidence -- that the legitimate preservation of open space would have been
harmed by the zone change, and (2) the preservation of open space could not be
protected if the zone change were granted.
Pursuant to subparagraph (C) of
§ 8-30g (c) (1), the defendant must establish that there was sufficient
evidence in the record for it reasonably to have concluded that the public
interest in preserving open space "clearly outweigh[ed] the need for
affordable housing . . . ." In both Kaufman
v. Zoning Commission, supra, 232
Conn. 166 n.25, and West Hartford
Interfaith Coalition, Inc. v. Town
Council, supra, 228 Conn. 521–22 n.23, we reserved the question of whether
"the need for affordable housing" was to be determined on a local or
a regional basis. We now address this question, because in the present case the
defendant specifically phrased its reasons for denying the plaintiff's
application in terms of "the availability of other parcels in town suitable for affordable
housing." (Emphasis added.) We conclude that the need for affordable
housing is to be addressed on a local basis.
Although the language of the statute does not
specifically address this question, its legislative history makes clear the
legislative intent to confine the inquiry to the specific municipality in which
the affordable housing development is to be located. As the affordable housing
land use bill originally was reported out of committee and presented to the
House of Representatives, it referred to "the need for affordable housing in the region in which the [affordable]
housing development [will be] located, as such need is determined by the
regional planning agency [in that] region . . . ." (Emphasis added.)
Substitute House Bill No. 7270, 1989 Sess., Connecticut General Assembly (File
No. 598). On the House floor, however, a substitute bill, known as House
Amendment Schedule A, was the bill actually considered and enacted by the
legislature. Under that bill, the preceding italicized language had been
eliminated. This elimination was purposeful. Representative William H.
Nickerson inquired of Representative William Cibes, one of the proponents of
the bill, regarding the effect of that elimination. Representative Cibes
responded: "[T]he intent is to make very clear that it is the
municipality's responsibility to care for the housing needs of its citizens and
not some broader community." Representative Nickerson then responded to Representative Cibes: "Thank
you. So that the effect of the amendment would read the same if it were to say
after the words `affordable housing' if it were to say, though it doesn't say,
`in the town in question' that would put the same meaning on the amendment as
does the amendment before us without those words. Is that correct . . . ?"
Representative Cibes responded: "I think that is generally the
intent." 32 H.R. Proc., supra, pp. 10,622–23. This legislative history
compels the conclusion that the legislature intended the need for affordable
housing to be determined on the basis of the need for such housing in the local
community, as opposed to a regional or statewide basis.[25]
Pursuant to subparagraph (D) of
§ 8-30g (c) (1), the defendant must establish that there was sufficient
evidence in the record for it reasonably to have concluded that the public
interest in preserving open space could not have been "protected by
reasonable changes to the affordable housing development." It may be that,
as the plaintiff argues, in certain cases this provision may require the local
zoning agency considering an affordable housing application to disclose to the
applicant a substantial public interest that the agency has identified as
harmed by the proposed development that could nonetheless be protected by
reasonable changes, and to make reasonable efforts with the applicant to see if
such changes are feasible, before denying the application on the basis of such
a public interest. We need not decide that question here, however, because, we
conclude that, where a sufficiently supported reason for denial is site
specific, such that no changes to the development reasonably can be
contemplated by the agency that will protect the substantial public interest
that the agency has identified, that circumstance will satisfy the commission's
obligation under subparagraph (D). This conclusion follows from the statutory
requirement that "such public interests cannot be protected by reasonable changes to the affording
housing development . . . ." (Emphasis added.) General Statutes
§ 8-30g (c) (1) (D). If the identified public interest is site specific in
the sense that we have stated, then by definition there can be no such
reasonable changes to the affordable housing development that will protect the
identified interest.
The record contains the following evidence
in support of the defendant's decision to deny the application based on the
need to preserve open space. Although the parcel in question was denominated as
"fringe suburban" on the town's plan of development map, when the
plan and zoning commission reported to the defendant, the commission stated:
"The 1984 Plan of Development map designates the subject parcel Fringe
Suburban. Text portions of the Plan recommend that all [Metropolitan] lands be
considered for Town purchase and preservation as open space. Since prior Plan
of Development maps have designated all [Metropolitan] owned lands as open
space, the designation of the subject parcel as `Fringe Suburban,' rather than
`Open Space and Watershed' like the rest of the [Metropolitan's] Salmon Brook
Reservoir property,[26]
is an apparent clerical error." The testimony of the town's community
development director before the plan and zoning commission confirmed that it
was a clerical error in the 1984 plan of development, based on the fact that,
at that time, the zoning map did not have property lines on it and the plan did
not intend to separate any [Metropolitan] holdings. Furthermore, the 1984 plan
contains a written policy statement to "[e]ncourage the continuation of
[Metropolitan] open space lands at Keeney Street . . . as Town open space
should [Metropolitan] offer said land for sale." In addition, when the
conservation commission submitted its statement of concerns to the plan and
zoning commission, among those concerns was the following: "The 1970 Plan
of Development states in regard to open space needs: `Should [Metropolitan] or
the Manchester Water Company decide to liquidate any of their holdings, the Town
or the State should negotiate to purchase some of those areas which have the
most significant open space and recreation possibilities.' The 1984 Plan of
Development, in its policy statements regarding Public and Quasi-Public
Landholdings, states (p. 26): `Encourage the continued preservation of existing
public open space with careful analysis and contingency planning for possible
Town acquisition should all or part of [Metropolitan], Town of Manchester Water
Company, or State forest lands become available.' (Such contingency planning
for [Metropolitan's] Keeney Street property was ordered by the [defendant]
early in March, 1994.) And the State's Conservation and Development Policies
Plan for 1992–1997 classified [Metropolitan's] holdings in the category of
`Conservation Areas,' as shown on its Locational Guide Map dated May,
1992."
In addition, numerous town residents
testified before the defendant to request that the parcel in question be
preserved for open space and conservation purposes. That testimony was the
continuation of a long history of town efforts to keep the parcel in question,
and the larger parcel of Metropolitan property of which it is a part, as open
space.
As early as April, 1971, the town
unsuccessfully had offered to purchase the specific parcel in question from
Metropolitan, "for permanent open space and conservation purposes,"
noting further that the "Salmon Brook Reservoir is a most desirable open
space resource in the region," and that the "proposed acquisition is
part of larger picture. The District owns considerable land in Glastonbury,
including the Salmon Brook Reservoir . . . . All of these lands are desirable
for open space and conservation uses."
In June, 1972, Daniel W. Lufkin, then
commissioner of the state department of environmental protection, had written
to Metropolitan requesting that it dedicate the entire Salmon Brook Reservoir
property "as an open space or recreational area," either on its own
or through a lease of the property to the state for such use "as one element
in a circular chain of regional parks serving the Hartford Metropolitan
Area."[27] The town,
having been sent a copy of the commissioner's letter, responded informing him
of the town's unsuccessful attempt either to secure from Metropolitan a
permanent conservation and open space easement on the property, or to purchase
the property from Metropolitan in order to preserve it as open space.[28]
Shortly thereafter, in July, 1972, a town committee formulated two
"preference plans" regarding Metropolitan property. The "first
preference plan" was to acquire "[t]he entire 600 acre parcel . . .
for open space and recreational purposes. This might be accomplished by
petitioning the State to purchase the land as State Forest, or via some
regional or State-local cooperation. Situated in close proximity to the
proposed I-86, this land is readily accessible to the entire Hartford
Metropolitan area, and could be developed with lakes, camping, picnicking,
athletic areas, bridle paths, nature trails, etc." The "second
preference plan" involved only the particular parcel in question in this
case. This plan, "in harmony with previous recommendations by the
Conservation Commission, consider[ed] the outright acquisition of [the parcel]
as essential. The open fields now on this land are ideal for active recreation
such as baseball fields, tennis courts, etc. The small dry reservoir could be
easily restored and, though it is probably not suitable for swimming, it could
lend itself to fishing in the summer and ice skating in the winter . . . . The
existing pine forest is ideally suited for a large picnic area because of its
natural beauty and its proximity to the aforementioned pond and athletic
fields."
In August, 1977, Donald C. Peach, then town
manager of Glastonbury, issued a report on the Salmon Brook Reservoir. This
report noted that the "issue of the Salmon Brook Reservoir and its
disposition goes back a long time. . . . The Town has recognized for some time
that the property will not forever stay as open space unless it takes positive
action. Either [Metropolitan] will sell or develop the property or it will seek
another use for the land." It then reiterated the numerous efforts of the
town "to preserve all or parts of the reservoir for public, institutional,
or recreational uses, [and] protect it from development." The report also
noted that, "[e]xcept for the sale of three parcels, one to the Town for a
firehouse, a second to the state for future relocation of Manchester Road, and
a third to St. Dunstan's Parish for a church, the reservoir boundaries have
remained unchanged for decades." The report concluded by recommending
that, with respect to the specific parcel involved in this case, the town
acquire it for open space, consistent with the "Second Preference Plan"
articulated in July, 1972.
Thus, the defendant had before it a record
replete with evidence that, consistently for nearly twenty-five years,
beginning at the latest in April, 1971, and continuing to March, 1994, just a
few months before the defendant's hearing in this case, the town had viewed the
parcel in question, along with the rest of Metropolitan land, as particularly
appropriate for open space, conservation and recreational purposes, not only
for the residents of the town, but for the greater Hartford area in general. In
addition, the record contains ample evidence that this was much more than an
idle or passing thought for the town, which had planned for and on several
occasions attempted to purchase the particular parcel in question for those
purposes, or encouraged the state to do so as part of a regional plan.
Under § 8-30g (c) (1) (B), this
evidence was sufficient for the defendant reasonably to have concluded that
there was a quantifiable probability that the interest in the preservation of
open space would have been harmed by granting the plaintiff's application, and
that this interest could not be protected if the zone change were granted. This
probability was more than a mere possibility; it was a certainty. It goes
without saying that granting the plaintiff's application for residential
development on the parcel in question effectively would have precluded its
preservation for open space, conservation and recreational uses.
This is not to say, however, that simply
because an affordable housing land use application is for an undeveloped parcel
of land that the town will succeed in justifying its denial on the basis of
preservation of open space and conservation. We emphasize that, in this case,
the parcel in question had a long history of town recognition as particularly
appropriate for such uses, and of unsuccessful town efforts to acquire it for
those uses. This history precludes any possible inference of pretext on the
part of the town, and amply justifies its reliance on the protection of that
substantial public interest.
We are not persuaded, moreover, by the
plaintiff's reliance on the facts that (1) historically, Metropolitan acquired
this parcel separately from the larger parcel located on the other side of
Keeney Street, and that the parcel is taxed separately by the town, and (2)
this parcel occupies only approximately 5 percent of the total acreage owned by
Metropolitan, of which the town already has approved three parcels for nonopen
space development. The record sufficiently supports the determination that the
town always has viewed the entire Metropolitan holdings together, for purposes
of open space and conservation. Also, the fact that in the past the town has
granted permission for three other parcels, far removed from the parcel in this
case, for nonopen space uses -- for widening Manchester Road, for a town
firehouse and for a church -- does not preclude the town from adhering to the
open space policy for this parcel. In addition, the particular parcel in
question has long been viewed by the town as particularly appropriate for such
uses, apart from the remainder of Metropolitan holdings. Furthermore, the fact
that this parcel is only a small part of the larger open space potential, does
not compel the town to eliminate it from its policy in favor of such
preservation. The logic of that argument would mean that a town must permit
parcel-by-parcel development of land that it otherwise wants to preserve as
open space until some finite amount of open space is left. Neither the
affordable housing land use act nor our zoning law in general shifts such
determinations from the town's legislative body to the court.
Under § 8-30g (c) (1) (C), the
defendant must establish that there was sufficient evidence in the record
reasonably to have concluded that the public interest in preserving open space
clearly outweighed the need for affordable housing in Glastonbury. In its fifth
reason, the defendant stated: "These considerations outweigh the need for
affordable housing at this site, especially because of the availability of
other parcels in town suitable for affordable housing."[29]
The following evidence sufficiently supported this determination by the
defendant.
In October, 1989, the town approved the
Capitol Region Fair Housing Compact on Affordable Housing (compact). Under that
compact, which was signed[30]
by representatives of twenty-nine cities and towns in the greater Hartford
area, "[e]ach municipality commits to make its best effort to satisfy 25
[percent] of its local shortfall in affordable housing[31]
over the next [five] years." A June, 1993 annual progress report on the
compact indicated that, as of March, 1993, the town had met 55 percent, or 122
of its compact goal of 220 affordable housing units. In addition, the town
zoning regulations contain a planned area development provision that encourages
affordable housing by providing density bonuses for such development. The
members of the defendant town council were also entitled to take into account
their own personal knowledge of other affordable housing units in the town. See
West Hartford Interfaith Coalition, Inc.
v. Town Council, supra, 228 Conn.
518; Frito-Lay, Inc. v. Planning & Zoning Commission, 206
Conn. 554, 570, 538 A.2d 1039 (1988). Thus, they knew that the town recently
had approved a different affordable housing development, pursuant to which ten
additional units were to be constructed soon, in addition to the 122 units that
had been constructed. The record indicated that they also had relied on their
knowledge that there were other sites in town that were suitable for affordable
housing, in that there were such sites that were served by gas, water and
sewer. Moreover, the plaintiff makes no claim that there are no other sites in
the town that are suitable for affordable housing development. Finally, the
defendant weighed this evidence of alternative sites together with its interest
in protecting the substantial public interest in the preservation of open
space, conservation and recreation on the specific parcel in question. On this
record, we conclude that the defendant had a reasonable basis upon which to
conclude that the public interest in the protection of open space, conservation
and recreation clearly outweighed the need for affordable housing in the town.
It cannot be denied that granting the plaintiff's application would have
excised that particular parcel from the remaining acres of Metropolitan's land,
and effectively would have eliminated its use for open space, conservation and
recreation.
It is true that, as the plaintiff points out,
as of 1993, only approximately 6 percent of the town's housing units were
affordable housing -- an amount that is less than the 10 percent that would,
pursuant to § 8-30g (f), exempt the town from the special appeals
provisions of § 8-30g (c). In light of the record evidence, however, this
fact does not compel the conclusion that the defendant acted unreasonably in
weighing the protection of open space, conservation and recreational uses of
the particular parcel in question, against the need for affordable housing in
the town.
Much the same reasoning applies to the
defendant's burden under subparagraph (D) of § 8-30g (c) (1). As we have
explained, where the public interest sought to be protected and the harm to
that interest by granting the application is site specific, in that no changes
to the proposed affordable housing development reasonably can be effected to
protect that interest on that specific site, the zoning commission has
satisfied its burden under subparagraph (D). In the present case, it was
reasonable for the defendant to conclude that, by granting the application, the
defendant effectively would eliminate the parcel in question from use for open
space, conservation and recreation and that residential development of the
parcel would be wholly inconsistent with such uses. The fact that the proposed
development contained some open space does not change those facts. There was
sufficient evidence in the record for the defendant to have concluded that a
33.42 acre, twenty-eight unit residential subdivision, bisected by thirteen
acres of open space, simply is not the same thing as 33.42 acres of open space.
The judgment is affirmed.
In this opinion CALLAHAN, C. J., and
NORCOTT, KATZ, PALMER and MCDONALD, Js., concurred.
[1]This appeal originally was argued before a five member panel of this court consisting of Chief Justice Callahan and Justices Borden, Berdon, Norcott and Katz. Subsequently, the court decided to consider the case en banc, and Justices Palmer and McDonald were added to the panel.
[2]General Statutes § 8-30g provides: "(a) As used in this section: (1) `Affordable housing development' means a proposed housing development (A) which is assisted housing or (B) in which not less than twenty‑five per cent of the dwelling units will be conveyed by deeds containing covenants or restrictions which shall require that such dwelling units be sold or rented at, or below, prices which will preserve the units as affordable housing, as defined in section 8‑39a, for persons and families whose income is less than or equal to eighty per cent of the area median income or eighty per cent of the state median income, whichever is less, for at least thirty years after the initial occupation of the proposed development; (2) `affordable housing application' means any application made to a commission in connection with an affordable housing development by a person who proposes to develop such affordable housing; (3) `assisted housing' means housing which is receiving, or will receive, financial assistance under any governmental program for the construction or substantial rehabilitation of low and moderate income housing, and any housing occupied by persons receiving rental assistance under chapter 319uu or Section 1437f of Title 42 of the United States Code; (4) `commission' means a zoning commission, planning commission, planning and zoning commission, zoning board of appeals or municipal agency exercising zoning or planning authority; and (5) `municipality' means any town, city or borough, whether consolidated or unconsolidated.
"(b) Any person whose affordable housing application is
denied or is approved with restrictions which have a substantial adverse impact
on the viability of the affordable housing development or the degree of
affordability of the affordable dwelling units, specified in subparagraph (B)
of subdivision (1) of subsection (a) of this section, contained in the
affordable housing development, may appeal such decision pursuant to the
procedures of this section. Such appeal shall be filed within the time period
for filing appeals as set forth in sections 8‑8, 8‑9, 8‑28, 8‑30,
or 8‑30a, as applicable, and shall be made returnable to the superior
court for the judicial district where the real property which is the subject of
the application is located. Affordable housing appeals shall be heard by a
judge assigned by the Chief Court Administrator to hear such appeals. To the
extent practicable, efforts shall be made to assign such cases to a small
number of judges so that a consistent body of expertise can be developed.
Appeals taken pursuant to this subsection shall be privileged cases to be heard
by the court as soon after the return day as is practicable. Except as
otherwise provided in this section, appeals involving an affordable housing
application shall proceed in conformance with the provisions of said sections 8‑8,
8‑9, 8‑28, 8‑30, or 8‑30a, as applicable.
"(c) Upon an appeal taken under subsection (b) of this
section, the burden shall be on the commission to prove, based upon the
evidence in the record compiled before such commission that (1) (A) the
decision from which such appeal is taken and the reasons cited for such
decision are supported by sufficient evidence in the record; (B) the decision
is necessary to protect substantial public interests in health, safety, or
other matters which the commission may legally consider; (C) such public
interests clearly outweigh the need for affordable housing; and (D) such public
interests cannot be protected by reasonable changes to the affordable housing
development or (2) (A) the application which was the subject of the decision
from which such appeal was taken would locate affordable housing in an area
which is zoned for industrial use and which does not permit residential uses
and (B) the development is not assisted housing, as defined in subsection (a)
of this section. If the commission does not satisfy its burden of proof under
this subsection, the court shall wholly or partly revise, modify, remand or
reverse the decision from which the appeal was taken in a manner consistent
with the evidence in the record before it.
"(d) Following a decision by a commission to reject an
affordable housing application or to approve an application with restrictions
which have a substantial adverse impact on the viability of the affordable
housing development or the degree of affordability of the affordable dwelling
units, the applicant may, within the period for filing an appeal of such
decision, submit to the commission a proposed modification of its proposal responding
to some or all of the objections or restrictions articulated by the commission,
which shall be treated as an amendment to the original proposal. The filing of
such a proposed modification shall stay the period for filing an appeal from
the decision of the commission on the original application. The commission may
hold a public hearing and shall render a decision on the proposed modification
within forty‑five days of the receipt of such proposed modification. The
commission shall issue notice of its decision as provided by law. Failure of
the commission to render a decision within said forty‑five days shall
constitute a rejection of the proposed modification. Within the time period for
filing an appeal on the proposed modification as set forth in sections 8‑8,
8‑9, 8‑28, 8‑30, or 8‑30a, as applicable, the applicant
may appeal the commission's decision on the original application and the
proposed modification in the manner set forth in this section. Nothing in this
subsection shall be construed to limit the right of an applicant to appeal the
original decision of the commission in the manner set forth in this section
without submitting a proposed modification or to limit the issues which may be
raised in any appeal under this section.
"(e) Nothing in this section shall be deemed to preclude
any right of appeal under the provisions of sections 8‑8, 8‑9, 8‑28,
8‑30, or 8‑30a.
"(f) Notwithstanding the provisions of subsections (a) to
(e), inclusive, of this section, the affordable housing appeals procedure
established under this section shall not be available if the real property
which is the subject of the application is located in a municipality in which
at least ten per cent of all dwelling units in the municipality are (1)
assisted housing or (2) currently financed by Connecticut Housing Finance
Authority mortgages or (3) subject to deeds containing covenants or
restrictions which require that such dwelling units be sold or rented at, or
below, prices which will preserve the units as affordable housing, as defined
in section 8‑39a, for persons and families whose income is less than or
equal to eighty per cent of the area median income. The Commissioner of
Economic and Community Development shall, pursuant to regulations adopted under
the provisions of chapter 54, promulgate a list of municipalities which satisfy
the criteria contained in this subsection and shall update such list not less
than annually.
"(g) Notwithstanding the provisions of subsections (a) to
(e), inclusive, of this section, the affordable housing appeals procedure shall
not be applicable to an affordable housing application filed with a commission
during the one‑year period after a certification of affordable housing
project completion issued by the Commissioner of Economic and Community
Development is published in the Connecticut Law Journal. The Commissioner of
Economic and Community Development shall issue a certification of affordable
housing project completion for the purposes of this subsection upon finding
that (1) the municipality has completed an initial eligible housing development
or developments pursuant to section 8‑336f or sections 8‑386 and 8‑387
which create affordable dwelling units equal to at least one per cent of all
dwelling units in the municipality and (2) the municipality is actively
involved in the Connecticut housing partnership program or the regional fair
housing compact pilot program under said sections. The affordable housing
appeals procedure shall be applicable to affordable housing applications filed
with a commission after such one‑year period, except as otherwise
provided in subsection (f) of this section."
Although the legislature has amended § 8-30g several times
since 1994, the date that the defendant denied the plaintiff's application for
the zone change, the amendments are not relevant to this appeal. Hereafter,
unless otherwise indicated, all references to § 8-30g are to the current
revision of that statute.
[3]The plaintiff appealed from the judgment of the trial court to the Appellate Court, following certification to appeal by that court, and we transferred the appeal to this court pursuant to Practice Book § 65-1 and General Statutes § 51-199 (c).
[4]The other defendant in this appeal is Land Heritage Coalition of Glastonbury (Land Heritage), which had intervened in the zoning proceedings at issue pursuant to General Statutes § 22a-19. Under § 22a-19 (a), a legal entity may intervene in an "administrative . . . or other proceeding" by asserting in a verified petition that the proceeding "involves conduct which has, or which is reasonably likely to have, the effect of unreasonably polluting, impairing or destroying the public trust in the air, water or other natural resources of the state." Although there were several individual defendants who also had intervened pursuant to § 22a-19, they are no longer parties to this appeal. Hereafter, we refer to the Glastonbury town council as the defendant because the zoning action of that body is the basis of the plaintiff's appeal, and the arguments of Land Heritage largely parallel those of the town council.
[5]As its third reason, the defendant stated: "3. [Metropolitan] holds the subject property in public trust and development should only be considered upon the completion of a comprehensive plan for all [Metropolitan] holdings in the Keeney Street area." Although the defendant offered this reason in the trial court, it does not do so in this court. We therefore disregard it.
[6]The defendant also offered a sixth reason as follows: "6. In addition to the specifically stated reasons the members voting in favor of this motion to deny the application also incorporate their individual stated reasons as already set out in the record." The trial court ruled that the reasons given by the individual members were not entitled to consideration, and the defendant does not defend them in this appeal. Accordingly, we do not consider the sixth reason for the defendant's decision.
[7]We emphasize that these are the differences between the two forms of zoning appeals that we have identified thus far. Future cases may disclose other differences. We leave those determinations, however, to those cases in which the record makes it appropriate to address them.
[8]This does not mean, however, that the provisions of § 8-30g preclude a traditional zoning appeal by a different aggrieved person. Subsection (e) of § 8-30g specifically provides that "[n]othing in this section shall be deemed to preclude any right of appeal under the provisions of sections 8-8, 8-9, 8-28, 8-30, or 8-30a." It does mean, however, that it is only when an unsuccessful applicant appeals under § 8-30g (b) that the appeal triggers the special provisions regarding the scope of judicial review provided by § 8-30g (c).
[9]We discuss in more detail in part I B of this opinion the nature of a town's appellate burden in affordable housing land use appeals.
[10]In West Hartford Interfaith Coalition, Inc. v. Town Council, supra, 228 Conn. 516 n.18, we did not reach the question of "whether the statute requires the [town] to [state its reasons]." We now decide that question because, although it is not absolutely necessary to do so on the facts before us, since the defendant did state its reasons in a formal, official and collective manner, we believe that both affordable housing applicants and towns should have the guidance that the answer to this question provides.
[11]Our search of the legislative history has not disclosed any evidence of legislative intent bearing intelligibly on this question.
[12]Because the plaintiff's appeal to the trial court is based solely on the record, the scope of the trial court's review of the defendant's decision and the scope of our review of that decision are the same.
[13]Section 8-30g (c) requires that, in an affordable housing land use appeal, "the burden shall be on the commission to prove, based on the evidence in the record compiled before such commission that (1) (A) the decision from which such appeal is taken and the reasons cited for such decision are supported by sufficient evidence in the record . . . ." See footnote 2 of this opinion.
[14]Pursuant to § 8-30g (c) (1), the zoning commission has the appellate burden to establish, based upon the evidence in the record, that "(B) the decision is necessary to protect substantial public interests in health, safety, or other matters which the commission may legally consider; [and] (C) such public interests clearly outweigh the need for affordable housing . . . ." See footnote 2 of this opinion.
The plaintiff also argues that, to the extent that what it
refers to as dicta in Kaufman v. Zoning Commission, 232 Conn. 122, 653
A.2d 798 (1995), and West Hartford
Interfaith Coalition, Inc. v. Town
Council, supra, 228 Conn. 498, "can be read to authorize the
application of a `sufficiency of the evidence' standard to all four prongs of
the statute, they should be reconsidered." In addition, the amicus curiae
appears to argue that the sufficiency of the evidence standard, under the first
prong of the statute, means something more than what this court stated its
meaning to be in Kaufman and West Hartford Interfaith Coalition, Inc.
The amicus also argues that our conclusion in Kaufman that the sufficiency of the evidence standard applies to
legislative decisions of zoning commissions acting on affordable housing
applications was "only dicta," and should not be applied in the
present case. We decline to reconsider those aspects of Kaufman and West Hartford
Interfaith Coalition, Inc., because, as we explain in the text of this
opinion, the statements in those cases are not dicta but holdings, and we are
convinced that both cases were decided correctly.
[15]Section 8-30g (c) (1) requires the zoning commission to prove, based on the evidence in the record, that "(D) such public interests cannot be protected by reasonable changes to the affordable housing development . . . ." See footnote 2 of this opinion.
[16]General Statutes § 4-183 (j) provides: "The court shall not substitute its judgment for that of the agency as to the weight of the evidence on questions of fact. The court shall affirm the decision of the agency unless the court finds that substantial rights of the person appealing have been prejudiced because the administrative findings, inferences, conclusions, or decisions are: (1) In violation of constitutional or statutory provisions; (2) in excess of the statutory authority of the agency; (3) made upon unlawful procedure; (4) affected by other error of law; (5) clearly erroneous in view of the reliable, probative, and substantial evidence on the whole record; or (6) arbitrary or capricious or characterized by abuse of discretion or clearly unwarranted exercise of discretion. If the court finds such prejudice, it shall sustain the appeal and, if appropriate, may render a judgment under subsection (k) of this section or remand the case for further proceedings. For purposes of this section, a remand is a final judgment." (Emphasis added.)
[17]For example, in an appeal from the denial of an affordable housing land use application, § 8-30g (c) (1) places a "burden" on the zoning commission to "prove" the criteria set forth in subparagraphs (A), (B), (C) and (D).
[18]We need not decide whether the trial court has the authority, under § 8-30g, to take additional evidence. Compare § 8-30g (c) (providing that zoning commission is to establish four criteria of subdivision (1) "based upon the evidence in the record compiled before [the zoning] commission"), with § 8-30g (b) (providing that "[e]xcept as otherwise provided in this section, appeals involving an affordable housing application shall proceed in conformance with the [provision] of [section] 8-8 . . . as applicable"), and General Statutes § 8-8 (k) (providing for authority in court to take additional testimony when it "is necessary for the equitable disposition of the appeal").
[19]When Kaufman was decided, General Statutes (Rev. to 1993) § 8-30g (c) had a slightly different structure from the current revision of that statute: the 1993 revision was not divided into two subdivisions, namely, (1) (A), (B), (C) and (D), and (2) (A) and (B), as the current version is. See footnote 2 of this opinion. At the time of Kaufman, subsection (c) was divided into subdivisions (1), (2), (3) and (4), corresponding to what is now subsection (c) (1) (A), (B), (C) and (D). Thus, for example, what the court in Kaufman referred to as "§ 8-30g (c) (2)"; Kaufman v. Zoning Commission, supra, 232 Conn. 154; is now § 8-30g (c) (1) (B).
Section 8-30g (c) now requires the zoning commission in question
to establish, "based upon the evidence in the record compiled before such
commission that (1) (A) the decision from which such appeal is taken and the
reasons cited for such decision are supported by sufficient evidence in the
record . . . ." See footnote 2 of this opinion.
[20]In Kaufman, we referred to some of the legislative history in support of our interpretation of the meaning of "sufficient evidence in the record." See Kaufman v. Zoning Commission, supra, 232 Conn. 152–53 n.20 ("As Representative Richard D. Tulisano explained, the term `sufficient evidence' . . . means `[e]nough evidence for one to reach a particular conclusion. . . . I think that they will have to have something on the record that third parties can look at in an objective manner and reach the same conclusion. It is not a very high standard whatsoever, and so I think the Representative is correct that [it] is just a matter of fact that something has to be there and they will have sustained their burden.' 32 H.R. Proc., Pt. 30, 1989 Sess., p. 10579.").
We now take this opportunity to reaffirm that interpretation.
Indeed, there is ample other legislative history that supports our prior
interpretation. See, e.g., 32 H.R. Proc., supra, pp. 10,578–79, colloquy
between Representatives Tulisano and Dale W. Radcliffe ("sufficient
evidence" does not mean preponderance of evidence or more probable than
not); id., p. 10,600, remarks of Representative William J. Cibes, Jr. (proposal
"is a form of judicial review of land use decisions, which merely extends
the judicial review, which is already in place"); id., pp. 10,619–22,
colloquy between Representatives Cibes and William H. Nickerson (intent of
amendment of initial bill from "substantial" to
"sufficient" evidence was to effect "a lower standard than
substantial evidence"; "to lower the burden of proof for the
community"; "to ratchet down the level of interest that is required
for the commission to demonstrate that it is correct"); id., pp.
10,673–74, remarks of Representative Miles S. Rapoport ("The bill that's
before us today was not the original proposal of the [Blue Ribbon Commission on
Housing; Public Acts 1987, No. 87-550, § 4 (a);] and certainly not of the
subcommittees of the commission that worked on it. The original proposal was a
much stronger proposal. To hear some of the rhetoric directed at today's, at
this bill, and in particular, at this amendment, you'd think that we were
proposing a state authority with the power to override Zoning Board
decisions. That kind of body in fact
exists in Massachusetts and in fact was seriously considered by the Blue Ribbon
Commission, but rejected as something that here in the land of steady habits
would be too strong and too much of a departure from our ways and so the
proposal got watered down just to a body that could be appealed to and then
watered down further to judicial review with a small change from current law
that the burden of proof for the denial of an affordable housing project rests
with the town as opposed to with the people who want to build affordable
housing. It seems to me that this is the smallest step that we can take. It is
hardly a major departure from constitutional norms or from the freedom of
choice that exists for towns. It is a small step in putting forward that the
towns have to be able to show that they have considered and rejected the need
for affordable housing before they make a decision. I don't think that's very
much of a burden to ask.").
The Senate legislative history is to the same effect. See, e.g.,
32 S. Proc., Pt. 12, 1989 Sess., p. 4048, remarks of Senator Richard
Blumenthal, the floor sponsor of the bill ("[this bill] sets a standard of
review that places a reasonable burden on that land use agency to justify on
the record and from its own record why an adverse decision is made with respect
to a specific project . . . and do[es] not provide for any kind of general
zoning override"); id., p. 4049 ("Modifications have been made and I
should stress, significant modifications, by the House Amendment to take
[account] of the concerns that have been raised by localities with respect to
the possible ramifications of this legislation. The standard of review has been
changed. Very significantly been changed, so that only sufficient evidence, not
substantial evidence as was in the file copy, but only sufficient evidence must
be produced to justify the land use body decision."); id., p. 4953
("In our consideration of various standards of proof and procedures we
considered others. But since the review is one that is made on the basis of the
existing record, not a trial de novo, we felt that it was appropriate for the
land use body to bear the burden, simply of showing in the record what the
basis was for its decision . . . .").
Senator Blumenthal also stated: "I think that we would be
remiss if we didn't at some point in this debate make clear for purposes of
legislative intent the strong concern that many of us feel, both supporters and
opponents that the judicial review procedure be sensitive to local interests
and needs and concerns and that under the rubric of the interests that are
legitimately to be considered that judges be extremely sensitive to those
interests and whatever other legitimate interests may be presented by way of
public health, safety and other matters, including for example, related to
education or transportation congestion and the like, that is the basis and the
condition on which many of the Circle will vote for this legislation and
reflecting the concerns that have been voiced by Senator [Kevin] Sullivan and
others, the anticipation of this Legislature and this Body is that there will
be sensitivity to those concerns, that not only suburban and rural but also
urban areas will be given that deference to the extent that it is justifiable
under the burden of [proof] to which towns may be subjected." Id., p.
4072.
[21]Although the plaintiff does not make the argument, it might be argued that the requirement in § 8-30 (c) (1) (C) that "such public interests clearly outweigh the need for affordable housing"; (emphasis added); supports the proposition that the court must examine all of the stated reasons for evidentiary sufficiency. We are not persuaded, however, that this use of the plural, rather than, for example, "such public interest or interests," was intended by the legislature to signify a departure from the traditional principle that if one stated reason is supported by the record the zoning decision must be sustained. The legislative history belies such an intent.
[23]This conclusion renders it unnecessary to determine whether the defendant has met its burdens with respect to the other two reasons. Therefore, we express no opinion on the sufficiency of the evidence regarding either the traffic hazards or the threat to a potential water supply, purportedly engendered by the plaintiff's application. Furthermore, we do not decide whether, as the plaintiff suggests, the defendant had an obligation, instead of denying the application outright, to initiate a dialogue with the plaintiff in order to determine whether these reasons could have been accommodated by reasonable changes to the plaintiff's plan.
[24]The plaintiff does not contend that the preservation of open space is not a "substantial public [interest] . . . which the commission may legally consider . . . ." General Statutes § 8-30g (c) (1) (B). Indeed, that would be a difficult contention to sustain, in light of the strong statutory policies in favor of the preservation of open space in the state. See, e.g., General Statutes § 12-107a ("[i]t is hereby declared . . . that it is in the public interest to encourage the preservation of farm land, forest land and open space land . . . to conserve the state's natural resources and to provide for the welfare and happiness of the inhabitants of the state"); General Statutes § 22-26aa ("the conservation of certain . . . natural drainage areas and open space areas is vital for the well-being of the people of Connecticut").
[25]Moreover, this conclusion is consistent with subsection (f) of § 8-30g, which exempts from the special appeal provisions of the act those municipalities in which 10 percent of the housing is either assisted housing, housing financed by the Connecticut Housing Finance Authority, or certain deed restricted housing, irrespective of the need for affordable housing in the regions surrounding such towns.
[26]The area in which the parcel is located is known generally as the Salmon Brook Reservoir property.
[27]In a letter dated June 2, 1972, Lufkin wrote to Metropolitan: "It has come to my attention that the Metropolitan District Commission desires to sell its 630-acre Salmon Brook Reservoir property in Glastonbury and Manchester. As you know, we are greatly concerned over development threats to watershed lands which form a large share of the total open space available along the urban spine of Connecticut running from Hartford to New Haven and thence along the Sound to Greenwich. . . . As you well know, the population of the Greater Hartford area is growing rapidly. In the face of this vast increase, the Capital Region Planning Agency [CRPA] has proclaimed the need for a substantial increase in open space acreage to service this population. A key part of this effort must be to stabilize existing public and quasi-public open space such as the Salmon Brook Reservoir property, shown on both the CRPA and Glastonbury plans of development as open space. Thus I am sure you see our concern when we see a handsome tract of public property only seven miles from downtown Hartford being threatened. When one realizes that there are approximately 400,000 people within a ten-mile radius of this property, this concern understandably increases. In fact, we feel the Salmon Brook Reservoir has great potential as one element in a circular chain of regional parks serving the Hartford Metropolitan area. Therefore I would like to suggest that [Metropolitan] consider dedicating this beautiful property as an open space or recreational area. If [Metropolitan] feels that it cannot take on the responsibility of direct operation, why not consider leasing it to the State for such use? If such a lease could be arranged, I am sure that we could intervene with the towns concerned to remove your existing tax burden."
[28]By letter dated June 16, 1972, Donald C. Peach, then town manager of Glastonbury, wrote to Lufkin: "Thank you for a copy of your letter of June 2, 1972 to Mr. Edward J. McDonough, Chairman of the Metropolitan District Commission, regarding preservation of [Metropolitan] reservoirs in Glastonbury as open space. You may be interested in a previous effort by the Town of Glastonbury to negotiate preservation of these reservoirs as open space. . . . A proposal was made to the administration of [Metropolitan] . . . which proposal consisted of two alternatives: (1) Reduction of taxes to a token amount, such as $1.00 per year, on its reservoir lands in return for a permanent conservation and open space easement. (2) Reduction of taxes as above with no easement but to the difference between the reduced taxes and taxes normally levied to be applied towards purchase by the Town each year of certain previously agreed upon acreage. For various reasons [Metropolitan] was not agreeable to the above. . . ."
[29]The trial court concluded that the defendant's failure to include the word "clearly" in its reason did not undermine its compliance with the statutory requirement. The plaintiff does not challenge that conclusion on appeal.
[30]Although the compact was signed by representatives of twenty-nine municipalities, the record does not disclose how many of those municipalities ultimately approved the compact by ratifying their representatives' signatures. Glastonbury, however, did so.
[31]In the compact, "affordable housing" is defined "as units for which households pay not more than thirty percent of their gross annual income, where such income is less than or equal to 100 [percent] of the regional median income." It is not precisely clear how this definition fits with the statutory definition of "affordable housing" in § 8-30g (a) (1). Both the plaintiff and the defendant, however, have assumed in their briefs that the two definitions are essentially the same. For purposes of this issue, therefore, we assume without deciding that the two definitions share the same essential characteristics.