Topic:
ELECTIONS (GENERAL); ETHICS CODE; RECALLS; STATE OFFICERS AND EMPLOYEES; TRAINING PROGRAMS;
Location:
ETHICS COMMISSION; RECALL;

OLR Research Report


October 9, 2007

 

2007-R-0565

STATE STATUTES ON RECALL AND ETHICS TRAINING
OF LOCAL OFFICIALS

By: Sandra Norman-Eady, Chief Attorney

You asked how many states (1) have recall provisions and (2) require their state ethics commission to train local officials.

SUMMARY

Recall is a procedure that allows citizens to remove elected officials before the end of their terms. Nineteen states currently permit recall of state officials. Although recall procedures vary by state, 18 states with such procedures hold recall elections and require a specified number of voters to sign the election petition before the election can be held. Virginia allows for a recall trial rather than an election. Seven of the 18 states that hold recall elections require specific grounds to recall an official, such as misconduct, incompetence, conviction of a crime, or violation of the oath of office.

Most state ethics commissions have jurisdiction over state officials and employees only. However in some states they also have jurisdiction over local officials and employees. We found four states, Alabama, Oregon, Pennsylvania, and West Virginia, that require or allow their state ethics commission to train local officials or otherwise give local agencies ethics manuals and guides.

RECALL PROVISIONS IN OTHER STATES

According to a 2006 report by the National Conference of State Legislatures, 18 states currently permit recall of state officials: Alaska, Arizona, California, Colorado, Georgia, Idaho, Kansas, Louisiana, Michigan, Minnesota, Montana, Nevada, New Jersey, North Dakota, Oregon, Rhode Island, Washington, and Wisconsin. In addition, the District of Columbia provides for recalls, and Virginia has a process allowing for a recall trial, rather than a recall election. While most states providing for recall elections allow voters to commence the recall process for a broad range of reasons, Alaska, Georgia, Kansas, Minnesota, Montana, Rhode Island, and Washington require specific grounds to recall an official, as shown in Table 1.

Table 1: Grounds for Recalling State Officials

State

Citation

Permissible Grounds

Alaska

AS § 15. 45. 510

Lack of fitness

Incompetence

Neglect of duties

Corruption

Georgia

Ga. Code §§ 21-4-3(7), 21-4-4(c)

Malfeasance or misconduct while in office

Violation of oath of office

Failure to perform duties prescribed by law

Willful misuse, conversion, or misappropriation, without authority, of public property or funds entrusted or associated with the elective office

Kansas

KS Stat. § 25-4301

Felony conviction

Misconduct in office

Incompetence

Failure to perform duties prescribed by law

Minnesota

Const. Art. VIII § 6

Serious malfeasance or nonfeasance in performance of duties of the office

Conviction of a serious crime during the term of office

Montana

Mont. Code § 2-16-603

Physical or mental lack of fitness

Incompetence

Violation of oath of office

Official misconduct

Conviction of certain felony offenses (enumerated in Title 45)

Rhode Island

Const. Art. IV § 1

Felony indictment or charge

Misdemeanor conviction

Probable cause to believe violation of the code of ethics

Washington

Const. Art. I § 33

Malfeasance or misfeasance while in office

Violation of oath of office

The states also differ on the recall process itself. Table 2 shows who can be recalled, how many signatures are required for the recall petition, and how long the petition must circulate.

Table 2: Recall Provisions for Statewide and Legislative Officials

State

Who Can Be Recalled

Signature Requirement

Circulation Time

Alaska

All but judicial officials

25% of the votes cast in the last election for the official being recalled

Not specified

Arizona

All

25% of the votes cast in the last election for the official being recalled

120 days

California

All

For statewide officials: 12% of the votes cast in the last election for the official being recalled, 1% from each of 5 counties

Others: 20% of the votes cast in the last election for the official being recalled

160 days

Colorado

All

25% of the votes cast in the last election for the official being recalled

60 days

Georgia

All

For statewide officials: 15% of eligible voters for the office at the time of the last election, 1/5 from each congressional district

Others: 30% of eligible voters for the office at the time of the last election

90 days

Idaho

All but judicial officials

20% of eligible voters for the office at the time of the last election

60 days

Kansas

All but judicial officials

40% of the votes cast in the last election for the official being recalled

90 days

Louisiana

All but judicial officials

If over 1,000 eligible voters: 33. 3% of eligible voters for the office at the time of the last election

If fewer than 1,000 eligible voters: 40% of eligible voters for the office at the time of the last election

180 days

Michigan

All but judicial officials

25% of total votes cast for the position at the last election

90 days

Minnesota

State executive officials, legislators, judicial officials

25% of total votes cast for the position at the last election

90 days

Montana

All

For statewide officials: 10 % of eligible voters for the office at the time of the last election

For district officials: 15% of eligible voters for the office at the time of the last election

3 months

Nevada

All

25% of the votes cast in the last election for the official being recalled

60 days

New Jersey

All

25% of the registered voters in the electoral district of the official sought to be recalled

Governor or U. S. Senator: 320 days

All others: 160 days

North Dakota

All but U. S. Congress

25% of the votes cast in the last election for the official being recalled

Not specified

Table 1: Continued

State

Who Can Be Recalled

Signature Requirement

Circulation Time

Oregon

All but U. S. Congress

15% of total votes cast in the official's district for all candidates for governor in the last election

90 days

Rhode Island

Governor, Lt. Governor, Secretary of State, Treasurer, Attorney General

15% of total votes cast for said office in the last general election

90 days

Washington

All but judicial officials

For statewide officials: 25% of the votes cast in the last election for the official being recalled

Others: 35% of the votes cast in the last election for the official being recalled

Statewide officials: 270 days

Others: 180 days

Wisconsin

All

For statewide officials: 25% of total votes cast for the position at the last election

Others: 25% of the votes cast for the position of president in the last election

60 days

STATE ETHICS COMMISSIONS THAT TRAIN LOCAL OFFICIALS

The Alabama Ethics Commission must, where practicable, offer programs that educate candidates, officials, employees, and Alabama citizens on ethics matters in government service (Al. Code § 36-25-4).

Oregon's Government Standards and Practices Commission may use its own staff or contract to prepare and present a continuing education program for public officials and lobbyists. “Public officials” include officials of political subdivisions (Or. Rev. Stat. § 244. 340).

Pennsylvania's State Ethics Commission must prepare and publish special reports, educational materials, and technical studies to further the purposes of the state's ethics code (Pa. Code Ann. § 65-1101). The commission currently partners with local organizations to offer ethics training to local government officials.

West Virginia's Ethics Commission must prepare and publish manuals and guides explaining the duties of people (including local officials) covered by the state's ethics code and give instructions and materials to facilitate code compliance (WV Code § 6B-2-2 (d) (2)). It must also help agencies, officials, and employees administer the code (WV Code § 6B-2-2 (d) (3)).

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