Sec. 2-71p. Purchases and contracts for supplies, materials, equipment and
contractual services; sale of obsolete, unserviceable or unusable personal property;
competitive bidding or competitive negotiation; emergencies; award of orders and
contracts. (a) As used in this section, unless the context indicates a different meaning,
"supplies", "materials" and "equipment" mean any and all articles of personal property
furnished to or used by the Legislative Department, including all printing, binding,
publication of laws, stationery, forms and reports; "contractual services" means any and
all laundry and cleaning service, pest control service, janitorial service, security service,
the rental and repair, or maintenance, of equipment, machinery and other state-owned
personal property, advertising and photostating, mimeographing, data entry, data processing and other similar service arrangements where the services are provided by persons other than state employees; "competitive bidding" means the submission of prices
by persons, firms or corporations competing for a contract to provide supplies, materials,
equipment or contractual services, under a procedure in which the contracting authority
does not negotiate prices; "competitive negotiation" means a procedure for contracting
for supplies, materials, equipment or contractual services, in which (1) proposals are
solicited from qualified suppliers by a request for proposals and (2) changes may be
negotiated in proposals and prices after being submitted; "bidder" means a person, firm
or corporation submitting a competitive bid in response to a solicitation; and "proposer"
means a person, firm or corporation submitting a proposal in response to a request for
proposals.
(b) (1) All purchases of, and contracts for, supplies, materials, equipment and contractual services required by the Legislative Department, except purchases made pursuant to subsection (c) of this section and public utility services as provided in subsection
(e) of this section and (2) all sales by said department of such personal property which
has become obsolete, unserviceable or unusable, shall be based, when possible, on competitive bids or competitive negotiation, provided in the case of such sales, the Joint
Committee on Legislative Management may, in its discretion, sell the property at public
auction. The committee shall solicit competitive bids or proposals by sending notices
to prospective suppliers and by posting notice on a public bulletin board in a building
under the supervision and control of the Joint Committee on Legislative Management.
Each bid and proposal shall be kept sealed or secured until opened publicly at the time
stated in the notice soliciting such bid. If the amount of the expenditure or sale is estimated to exceed fifty thousand dollars, competitive bids or proposals shall be solicited
by public notice, inserted at least once in not fewer than three daily newspapers published
in the state, and at least five calendar days before the final date for submitting bids. All
purchases or sales of ten thousand dollars or less in amount shall be made in the open
market, but shall be based, when possible, on at least three competitive quotations.
(c) The committee may waive the requirement of competitive bidding or competitive negotiation in the case of minor nonrecurring and emergency purchases of ten thousand dollars or less in amount. The committee shall adopt guidelines establishing (1)
standards and procedures for using competitive negotiation for purchases and contracts,
including but not limited to, criteria which shall be considered in making purchases by
competitive negotiation and the weight which shall be assigned to each such criterion
and (2) standards and procedures under which additional purchases may be made under
existing contracts.
(d) Whenever an emergency exists by reason of extraordinary conditions or contingencies that could not reasonably be foreseen and guarded against, or because of unusual
trade or market conditions, the committee may, if it is for the best interest of the state,
waive the requirement that purchases be based on competitive bids or competitive negotiation as provided in this section. A statement of all such purchases and sales made
under the provisions of this subsection shall be set forth in the annual report of the
committee.
(e) The purchase of or contract for the following public utility services shall not
be subject to competitive bidding or competitive negotiation: (A) Electric distribution
services; (B) water services; (C) gas distribution services; (D) electric generation services until the date such services are competitive pursuant to the schedule set forth in
section 16-244b, provided electric generation services shall be exempt from competitive
bidding and competitive negotiation after said date if such services are provided by an
electric municipal utility other than by a participating electric municipal utility, as defined in section 16-1, in the service area of said electric municipal utility; and (E) gas
supply services until the date such services are competitive pursuant to legislative act
or order of the Department of Public Utility Control, provided gas supply services shall
be exempt from competitive bidding and competitive negotiation after said date if such
services are provided by a gas municipal utility in the service area of said gas municipal
utility.
(f) As used in this section, (1) "lowest responsible qualified bidder" means the
bidder whose bid is the lowest of those bidders possessing the skill, ability and integrity
necessary to faithful performance of the work based on objective criteria considering
past performance and financial responsibility, and (2) "highest scoring bidder in a multiple criteria bid" means the bidder whose bid receives the highest score for a combination
of attributes, including, but not limited to, price, skill, ability and integrity necessary
for the faithful performance of the work, based on multiple criteria considering quality
of product, warranty, life-cycle cost, past performance, financial responsibility and other
objective criteria that are established in the bid solicitation for the contract. Bidders
shall submit with their bids essential information concerning their qualifications, in such
form as the committee may require by specification in the bid documents. The committee
may waive minor irregularities in bids and proposals if it determines that such a waiver
would be in the best interest of the state. As used in this subsection, the term "minor
irregularities" shall not include variations in the quality, unit price or date of delivery
or completion of supplies, materials, equipment or contractual services, or exceptions
to programs required under the general statutes. The committee shall state the reasons
for any such waiver in writing and include such statement in the contract file.
(g) All open market orders or contracts shall be awarded to (1) the lowest responsible
qualified bidder, the qualities of the articles to be supplied, their conformity with the
specifications, their suitability to the requirements of the state government and the delivery terms being taken into consideration and, at the discretion of the committee, life-cycle costs and trade-in or resale value of the articles may be considered where it appears
to be in the best interest of the department, (2) the highest scoring bidder in a multiple
criteria bid, in accordance with the criteria set forth in the bid solicitation, or (3) the
proposer whose proposal is deemed by the committee to be the most advantageous to
the department, in accordance with the criteria set forth in the request for proposals,
including price and evaluation factors. In considering past performance of a bidder for
the purpose of determining the "lowest responsible qualified bidder" or the "highest
scoring bidder in a multiple criteria bid", the committee shall evaluate the skill, ability
and integrity of the bidder in terms of the bidder's fulfillment of past contract obligations
and the bidder's experience or lack of experience in delivering supplies, materials, equipment or contractual services of the size or amount for which bids have been solicited.
If any such bidder refuses to accept, within ten days, a contract awarded to such bidder,
such contract may be awarded to the next lowest responsible qualified bidder or the
next highest scoring bidder in a multiple criteria bid, whichever is applicable, and so
on until such contract is awarded and accepted. If any such proposer refuses to accept,
within ten days, a contract awarded to such proposer, such contract shall be awarded to
the next most advantageous proposer, and so on until the contract is awarded and accepted. There shall be a written evaluation made of each bid. This evaluation shall:
Identify the vendors and their respective costs and prices; document the reason why
any vendor is deemed to be nonresponsive; and recommend a vendor for award. The
committee shall submit to the Auditors of Public Accounts an annual report of all awards
made pursuant to the provisions of this section.
(h) When, in the opinion of the committee, the best interest of the state will be
served thereby, it may order that any or all bids or proposals may be rejected. If all bids
or proposals are so rejected, the committee shall advertise again for bids or proposals
and such bids or proposals shall be opened, awarded and approved in like manner as
provided in this section. If all bids or proposals received on a pending contract are for
the same unit price or total amount, the committee may order the rejection of all bids
or proposals and purchase of the required supplies, materials, equipment or contractual
services in the open market, provided the price paid in the open market shall not exceed
the bid price. Each bid or proposal, with the name of the bidder or proposer, shall be
entered on a record, and each record, with the successful bid or proposal indicated
thereon, shall, after the award of the order or contract, be open to public inspection.
(i) Any purchase or contract for supplies, materials, equipment or contractual services contrary to the provisions of this section shall be void and of no effect.
(P.A. 83-12, S. 1; P.A. 84-48, S. 2, 17; P.A. 87-589, S. 29, 87; P.A. 88-297, S. 9; P.A. 90-252, S. 6, 10; P.A. 95-52;
95-54, S. 3; P.A. 97-235, S. 2, 4; P.A. 99-161, S. 6, 11; P.A. 01-106, S. 4, 6.)
History: P.A. 84-48 required posting of notice in building under control of legislative management committee rather
than at state capitol; P.A. 87-589 amended Subsec. (a) to increase amount of expenditure requiring bids from six thousand
to seven thousand five hundred dollars and amended Subsec. (b) to authorize waiving bids for nonrecurring purchases of
four hundred, rather than three hundred, dollars or less; P.A. 88-297 inserted new Subsec. (a) defining applicable terms,
relettered remaining Subsecs. accordingly, amended Subsec. (b) to repeal exception from competitive bidding requirement
for purchases and contracts made pursuant to Subsec. (c) of Sec. 4-132, to substitute "competitive bids" for "sealed bids"
and to increase threshold for competitive bidding requirement from seven thousand five hundred dollars to ten thousand
dollars, amended Subsec. (c) to increase threshold for waiver of bidding requirement in case of minor nonrecurring and
emergency purchases from four hundred to six hundred dollars, to authorize competitive negotiation for purchase or contract
for data processing equipment, programs or services costing twenty thousand dollars or less or advertising space or time
and to require adoption of guidelines re competitive negotiation and standards and procedures under which additional
purchases may be made on limited basis under existing contracts, added reference to competitive negotiation in Subsec.
(d), amended Subsec. (e) to add provisions re proposals and proposers, authorized life-cycle costs to be considered in
determining lowest responsible qualified bidder, and made technical changes; P.A. 90-252 amended Subsec. (e) by defining
"lowest responsible qualified bidder", requiring bidders to submit essential information re qualifications, allowing committee to waive minor irregularities, listing exclusions from term "minor irregularities" and specifying procedure for considering past performance in determining "lowest responsible qualified bidder"; P.A. 95-52 (1) amended Subsec. (c) to authorize
waiver of competitive bidding requirement in case of minor nonrecurring and emergency purchases of one thousand dollars
or less, rather than six hundred dollars or less, (2) divided Subsec. (e) into Subsecs. (e), (f) and (g) and renumbered existing
Subsec. (f) as Subsec. (h), (3) amended provision in renumbered Subsec. (f) re award of open market orders or contracts
to proposer whose proposal is deemed most advantageous to department, in accordance with criteria set forth in request
for proposals, to include "price and evaluation factors" and (4) added provisions in renumbered Subsec. (f) requiring written
evaluation of each bid specifying contents of evaluation and requiring committee to submit to Auditors of Public Accounts
an overall report of all awards made pursuant to provisions of section; P.A. 95-54 amended definition of "contractual
services" in Subsec. (a) by changing references to "other service arrangements" provided by persons other than state
employees to "other similar service arrangements" provided by persons other than state employees; P.A. 97-235 amended
Subsec. (c) to delete qualification that competitive negotiation may be used only for equipment having a cost of twenty
thousand dollars or less, effective June 24, 1997; P.A. 99-161 added competitive negotiation as a permissible method for
purchases and contracts, revised the exemption for certain public utility services and moved the exemption from Subsec.
(b) to a new Subsec. (e), amended Subsec. (b) by increasing the threshold for publication of notices of planned purchases
from ten thousand to fifty thousand dollars, amended Subsec. (c) by increasing the maximum amount of purchases that
can be waived from one to ten thousand dollars, by rewriting the requirements of the guidelines in Subdiv. (1) and (2) into
a new Subdiv. (1) and relettering Subdiv. (3) to Subdiv. (2), and by relettering Subsec. (e) to (h), inclusive, as (f) to (i),
inclusive, effective July 1, 1999; P.A. 01-106 amended Subsec. (f) by designating definition of "lowest responsible qualified
bidder" as Subdiv. (1) and adding Subdiv. (2) defining "highest scoring bidder in a multiple criteria bid" and amended
Subsec. (g) by making technical changes for the purpose of gender neutrality, adding new Subdiv. (2) re multiple criteria
bidding, renumbering former Subdiv. (2) as Subdiv. (3) and applying other provisions to multiple criteria bidding, effective
July 1, 2001.
Sec. 2-71q. Procedures for selection of design professional services or construction manager. Whenever a design professional or design professional services or
a construction manager are required by the Joint Committee on Legislative Management
for any purpose other than in fulfilling its obligation under section 4b-60, the following
procedures shall be followed:
(1) The committee shall invite responses from design professionals or construction
managers by advertisements inserted at least once in one or more newspapers having a
general circulation in the state. The responses received shall be considered by the committee which shall select from among those responding the five professionals or managers which in its opinion are most qualified to perform the required design professional
or management services.
(2) The committee may negotiate a contract with the most qualified design professional or construction manager on the list, in its judgment, at compensation which it
determines is both fair and reasonable. If the committee is unable to conclude a contract
with any of the design professionals or construction managers selected, it shall issue a
finding giving the reasons for such inability and may negotiate with any design professional or construction manager which it determines to be most qualified to perform
the services at fair and reasonable compensation. In determining fair and reasonable
compensation, the committee shall consider, in the following order of importance, the
professional competence of the design professional or construction manager, the technical merits of the proposal, the ability of the firm to perform the required services within
the time and budgetary limits of the contract and the price for which the services are to
be rendered.
(3) As used in this section, "design professional" means any architect, professional
engineer, landscape architect, land surveyor or interior designer who is registered to
practice his profession in accordance with the applicable provisions of the general statutes; and "design professional services" means those professional services rendered
by architects, professional engineers, landscape architects, land surveyors or interior
designers, as well as incidental services that members of such professions and those in
their employ are authorized to perform.
(P.A. 84-48, S. 7, 17; P.A. 98-235, S. 7.)
History: P.A. 98-235 redefined "design professional" to include interior designers and redefined "design professional
services" to include services rendered by interior designers.
Sec. 2-71r. Disqualification from bidding on contracts. Suspension. (a) The
Joint Committee on Legislative Management may disqualify any person, firm or corporation, for up to two years, from bidding on contracts with the Legislative Department,
pursuant to section 2-71p, for supplies, materials, equipment and contractual services
required by the Legislative Department, for one or more causes set forth under subsection
(c) of this section. The committee shall provide notice and an opportunity to be heard
to the person, firm or corporation which is the subject of the proceeding. The committee
shall issue a written decision within ninety days of the last date of such hearing and
state in the decision the reasons for the action taken and, if the person, firm or corporation
is being disqualified, the period of such disqualification. The committee shall send the
decision to such person, firm or corporation by certified mail, return receipt requested.
The written decision shall be a final decision for the purposes of sections 4-180 and
4-183.
(b) Before initiating such a proceeding or during the proceeding, the committee
may suspend the person, firm or corporation from being considered for the awarding
of such a contract for such supplies, materials, equipment or contractual services, if the
committee determines that there is probable cause for disqualification under subsection
(a) of this section. No such suspension shall exceed three months. The committee may
suspend such a person, firm or corporation only by issuing a written decision setting
forth the reasons for, and the period of, the suspension. The committee shall send the
decision to such person, firm or corporation by certified mail, return receipt requested.
(c) Causes for disqualification or suspension from bidding on contracts shall include
the following:
(1) Conviction or entry of a plea of guilty for commission of a criminal offense as an
incident to obtaining or attempting to obtain a public or private contract or subcontract, or
in the performance of such contract or subcontract;
(2) Conviction or entry of a plea of guilty under state or federal law for embezzlement, theft, forgery, bribery, falsification or destruction of records, receiving stolen
property or any other offense indicating a lack of business integrity or business honesty
which affects responsibility as a state contractor;
(3) Conviction or entry of a plea of guilty under state or federal antitrust, collusion
or conspiracy statutes arising out of the submission of bids or proposals;
(4) Noncompliance with contract provisions, of a character regarded by the committee to be of such gravity as to indicate a lack of responsibility to perform as a state
contractor, including deliberate failure, without good cause, to perform in accordance
with specifications or time limits provided in a contract;
(5) A recent record of failure to perform or of unsatisfactory performance in accordance with the terms of one or more contracts, unless such failure to perform or unsatisfactory performance was caused by acts beyond the control of the contractor or supplier; or
(6) Any other cause the committee determines to be so serious or compelling as to
affect responsibility as a state contractor, including disqualification by another governmental entity, having caused financial loss to the state or having caused a serious delay
or inability of state officials to carry out their duties on a past contract or contracts.
(P.A. 88-297, S. 10.)
Cited. 224 C. 29, 37.
Sec. 2-71s. Restrictions on contract extensions. The Joint Committee on Legislative Management may extend a contract for the purchase of supplies, materials, equipment or contractual services which expires on or after October 1, 1990, and is subject
to the competitive bidding requirements of subsection (a) of section 2-71p, without
complying with such requirements, if (1) the committee makes a written determination,
supported by documentation, that (A) soliciting competitive bids for such purchase
would cause a hardship for the state, (B) such solicitation would result in a major increase
in the cost of such supplies, materials, equipment or contractual services or (C) the
contractor is the sole source for such supplies, materials, equipment or contractual services, (2) the committee solicits at least three competitive quotations in addition to the
contractor's quotation and (3) the committee makes a written determination that no such
competitive quotation which complies with the existing specifications for the contract
is lower than or equal to the contractor's quotation. Any such contract extension shall
be based on the contractor's quotation. No contract may be extended more than two
times under this section.
(P.A. 90-252, S. 7, 10.)
Sec. 2-71t. Retention of personal service contractors; personal service
agreements. (a) As used in subsection (a) of section 2-71p, this section and section
2-71u:
(1) "Competitive negotiation" means a procedure for contracting for services in
which (A) proposals are solicited from qualified persons, firms or corporations by a
request for proposals and (B) changes may be negotiated in proposals and prices after
being submitted.
(2) "Committee" means the Joint Committee on Legislative Management.
(3) "Personal service contractor" means any person, firm or corporation not employed by the state, who is hired by the committee for a fee to provide services to the
General Assembly. The term "personal service contractor" does not include (A) a person,
firm or corporation providing "contractual services", as defined in section 2-71p, to the
committee, (B) a "design professional", as defined in section 2-71q, or (C) an agency
of the federal government, of the state or of a political subdivision of the state.
(4) "Personal service agreement" means a written agreement defining the services
or end product to be delivered by a personal service contractor to the committee.
(b) The committee shall not hire a personal service contractor without executing a
personal service agreement with such contractor.
(c) (1) Each personal service agreement having a cost of not more than twenty
thousand dollars and a term of not more than one year shall be based, when possible,
on competitive negotiation or competitive quotations.
(2) Each personal service agreement having a cost of more than twenty thousand
dollars or a term of more than one year shall be based on competitive negotiation or
competitive quotations, unless the committee waives such requirement based on its
determination that a sole source purchase is required. Not later than October 1, 1995,
the committee shall adopt guidelines for determining the types of services that may
qualify for such waiver. The qualifying services shall include, but not be limited to,
(A) services for which the cost to the state of a competitive selection procedure would
outweigh the benefits of such procedure, as documented by the committee, (B) proprietary services, (C) services to be provided by a contractor mandated by the general statutes
or a public or special act, and (D) emergency services, including services needed for
the protection of life or health.
(d) Prior to determining whether to hire a personal service contractor for a contract
having a cost of more than twenty thousand dollars or a term of more than one year, the
committee shall consider the following information: (1) A description of the services
to be purchased and the need for such services; (2) an estimate of the cost of the services
and the term of the agreement; (3) whether the services are to be ongoing; (4) whether
the committee has contracted out for such services during the preceding two years and,
if so, the name of the contractor, term of the agreement with such contractor and the
amount paid to the contractor; and (5) whether the committee intends to purchase the
services by competitive negotiation and, if not, why.
(e) (1) A request for proposals issued under subsection (c) of this section shall
include, but not be limited to, an outline of the work to be performed, the required
minimum qualifications for the personal service contractor, criteria for review of proposals by the committee, the format for proposals and the deadline for submitting proposals.
(2) The committee shall evaluate the proposals submitted in response to the request
for proposals and shall select the personal service contractor in accordance with the
criteria set forth in the request for proposals.
(f) Subject to the provisions of section 2-71u, the committee may approve the execution of an amendment to a personal service agreement.
(P.A. 95-54, S. 1.)