
July 12, 2002 |
2002-R-0556 | |
HARVARD DESIGN SCHOOL'S SMART GROWTH RECOMMENDATIONS | ||
By: John G. Rappa, Principal Analyst | ||
You asked us to compare the Harvard Design School's (HDS) smart growth recommendations for Connecticut with those proposed by the Department of Environmental Protection (DEP) in CONNSERVE Connecticut. You also asked us to compare HDS's recommendations with current policies and practices.
SUMMARY
HDS's Promoting Smart Growth in Connecticut (2002) addresses many of the same issues as DEP's CONNSERVE Connecticut (December, 2000). "Smart growth" is a strategy that seeks to conserve undeveloped land by channeling development to specific areas where the supporting infrastructure already exists. HDS and DEP generally address the same issues and concerns as Connecticut's current land use policy plan: Conservation and Development Policies Plan for Connecticut for 1998-2003 (Plan of C&D). They also recommend similar actions, many of which mirror the Plan of C&D's policy goals.
As Table 1 below shows, HDS and DEP agree that the state should adopt certain procedures to insure that state and local agencies implement smart growth policies. Currently, proposed state projects costing over $ 100,000 must be consistent with the Plan of C&D, and towns must consider the plan when amending their own C&D plans. Both HDS and DEP agree this requirement should extend to state permitting decisions. They differ with respect to local consistency: HDS recommends encouraging towns to make their plans and regulations consistent with the state while DEP proposes a more mandatory approach.
DHS and DEP agree that the state should use its resources to channel or induce development in designated areas; preserve more open spaces, greenways, parks, and farms; and make housing more affordable in urban areas. DHS favors creating a dedicated funding source to acquire open space land and preserve farms while DEP recommends increasing the bond authorizations for these purposes. The Plan of C&D designates areas for preservation and development and sets many specific policy goals for conserving land and developing affordable housing.
Unlike DEP and the Plan of C&D, HDS discusses how towns unwittingly encourage sprawl by zoning open space land for new development in order to increase the value of taxable property, which theoretically lowers everyone's tax bill. HDS recommends that the state could help towns rely less on property taxes by encouraging them jointly to provide services or share revenue generated by new development. The law already allows towns to do these things but offers no incentives for doing so.
HDS also recommends land use practices that reduce the amount of time people spend commuting. The Plan of C&D, but not CONNSERVE, makes similar recommendations.
SMART GROWTH GOALS
HDS and DEP acknowledge the need to set smart growth goals, but only DEP recommends specific goals. HDS recommends only that the state set a few clear and simple goals while DEP presents a vision and five goals aimed mostly at conserving land. The Plan of C&D sets more goals, but these seek to promote development while minimizing it environmental effects. The Office of Policy and Management prepares and updates the plan every five years. (The next plan update is due on March 1, 2003 for the period 2004-2008).
PLANNING AND IMPLEMENTATION CONSISTENCY
HDS and DEP recommend that state agencies make all decisions about whether to issue a permit or where to build a new road or office building consistent with the goals. The law currently requires consistency only with respect to state physical development projects costing over $ 100,000. DEP additionally recommends requiring agencies to determine annually how their policies and budgets affect the goals.
HDS and DEP recognize the value of having local policies, plans, and regulations be consistent with the state's but recommend different ways to achieve this. HDS recommends a "carrot approach," one that rewards towns for such consistency with the state by giving them priority for discretionary grants. DEP, on the other hand, recommends procedures and practices that identify and reconcile inconsistencies.
The law appears to acknowledge the need for consistency but does not force it. It requires towns to consider the Plan of C&D when adopting plans and regulations and note any inconsistencies between them. But it does not require the towns or the state to reconcile their differences.
PLAN OF C&D
HDS and DEP recommend using the Plan of C&D as a smart growth tool. The former recommends transforming the plan "into a more effective state growth management plan," but it does not specify how this should be done. Likewise, DEP recommends incorporating growth management standards in the plan but does not specify the standards.
Smart growth tools and standards include designating conservation and development as a way to channel or control development. The Plan of C&D already does this with respect to proposed new roads, state office buildings, and other large physical development projects.
CIVIC GROUPS
HDS recommends creating an independent civic organization or a statutory advisory committee to oversee how the state implements its smart growth policy. DEP makes no comparable recommendation. The nine-member Council on Environmental Quality currently helps state agencies assess how proposed projects affect the environment (CGS § 22a-11) and could serve the same purpose as HDS's proposed advisory committee.
GEOGRAPHIC INFORMATION SYSTEMS (GIS)
HDS and DEP recommend creating an integrated, statewide GIS. Currently, state and many local agencies use GIS but do not integrate their separate systems.
TARGETING GROWTH
HDS and DEP recommend designating areas where the state should target or channel growth, and the latter includes many programmatic recommendations to achieve this, such as increasing tax credits for private investments in these areas. The Plan of C&D generally favors siting proposed state projects in areas where sewers, roads, and other supporting infrastructure already exist. The state also uses its economic development incentives to stimulate growth in these areas.
DEP also recommends directing growth toward urban or already developed areas by:
1. expanding the Main Street Program,
2. increasing incentives to restore historic properties,
3. establishing an aesthetic code for urban areas,
4. expanding the Urban Sites Remediation Program,
5. exempting remediation services from the sales tax, and
6. increasing reinvestment tax credits and making them more accessible.
OPEN SPACE
HDS and DEP recommend spending more money on acquiring and preserving open spaces but differ regarding the funding mechanism. HDS favors creating a dedicated funding source, but does not identify one. (The legislature considered using the real estate conveyance tax as a source but did not adopt it. ) DEP recommends increasing the bond authorization for open space acquisition and allowing taxpayers to claim deductions for open space preservation. (The law already allows businesses to claim tax credits for open space land donations. )
DEP also recommends:
1. targeting open space purchases on land having certain characteristics, such as ridgelines and river corridors;
2. allowing corporations to sell unused tax credits they earned for donating open space land;
3. restating the state's commitment to improve and maintain Connecticut's parks and forests; and
4. developing urban parks near the water and other natural resources.
HDS and DEP recommend renewed funding for the farmland preservation and greenway development programs. The former has received little or no funding in recent years. The state currently develops greenways with federal Enhanced Transportation Act funds.
HDS also recommends that the state encourage towns to conserve open spaces through cluster development, transfer of development rights, and other land use techniques. The law already allows towns to adopt zoning and subdivision regulations specifically for cluster housing developments and open space preservation, but the state does not actively encourage them to do so. (The law also provides property tax incentives to people who keep their land as open space, forests, or farmland. )
AFFORDABLE HOUSING
HDS endorses the Plan of C&D's affordable housing policies, which include promoting "new development where sewer, water, and other services exist or can be reasonably provided" (Plan of C&D, p. 54). DEP also recommends promoting affordable housing in developed areas by providing incentives for buying or developing housing there. The state currently runs several programs designed to stimulate homeownership in urban areas.
FISCAL ZONING
HDS recommends encouraging towns to share revenues and services as a way to keep taxes from going up. It recommends this strategy as an alternative to zoning open space land for new development, which could theoretically keep taxes down by increasing a town's taxable grand list. DEP makes no similar recommendation. The law already allows towns to share property tax revenue and jointly perform any function they can perform separately.
LAND USE AND TRANSPORTATION LINKAGE
HDS recommends that the state promote transit uses along urban corridors. It also recommends that the state and towns stimulate "station area development. " DEP makes no transportation specific recommendations. The Plan of C&D proposes strengthening the relationship between transportation and land use planning by directing new development to areas where transit facilities already exist. The Connecticut Transportation Strategy Board also recommended a strategy that allows development to occur without congesting highways or requiring the state to expand them.
Table 1: Comparison of Harvard Design School's Smart Growth Recommendations with DEP's and Current Policies and Practices
Smart Growth Element |
Harvard Design School Recommendation |
Comparable CONNSERVE CONNECTICUT Recommendations |
Comparable Current Policies and Practices |
Goals |
State should set few goals defining its smart growth initiative |
Specifies five mainly conservation-oriented goals: · Preserve open spaces · Promote development in already developed areas · Foster collaborative, intergovernmental planning · Clean up contaminated sites · Revitalize cities Revise State Plan of C& D to include growth management policies and standards |
Plan of C&D's policies aim to promote development in ways that minimize its environmental effects. Policies address: · Economic development · Transportation · Housing · Water Supply · Food Production · Environmental Quality · Natural and Cultural Resources |
State agency consistency |
Establish process to insure permitting, capital investment, and other state actions are consistent with goals |
· Require state agencies to annually determine how their policies and budgets affect smart growth · Require state investment and permitting decisions to be consistent with Plan of C&D goals · Require state building siting and facility management to be consistent with designated Community Investment Areas (CIAs) |
· OPM reviews state projects costing over $ 100,000 for consistency with Plan of C&D |
Local consistency |
Encourage towns to make their plans, policies, and regulations consistent with the state's by · Giving them priority for state discretionary grants, · Requiring state agency plans and investments to be consistent with local plans, · Requiring the attorney general to represent consistent towns in suits triggered by their regulations, · Covering the cost of making local plans, policies, and regulations consistent with the state's, and · Expediting state and local permitting decisions in consistent towns |
· Establish statutory smart growth goals and policies for state and local development plans · Require towns to consider and evaluate statutory goals and policies in local site plan reviews · Require state investment and permitting decisions to be consistent with the statutory goals and policies · Establish a "cross acceptance" process for reconciling local plans of C&D with the state Plan of C&D to ensure that governments at all levels and the public participate in the preparation of the state plan |
· Towns must consider the state Plan of C&D when adopting regulations and plans and note any inconsistencies between their plan and the state's |
State Plan of C&D |
Transform the state Plan of C&D into a more effective growth management plan |
· Require state agencies to determine how policies and budgets affect smart growth · Incorporate growth management standards into Plan of C&D |
· The state already designates geographic areas as a way to balance development and conservation, but does not require towns to incorporate these designations in their local plans. · Proposed state projects costing over $ 100,000 must be consistent with the Plan of C&D |
Civic Groups |
Encourage people to create civic organizations to oversee the state's implementation of the smart growth recommendations |
No comparable recommendation |
No comparable policy or practice |
GIS |
Integrate state, regional, and local GISs |
· Link towns, regional agencies, and state agencies with statewide GIS and other computer-based planning tools |
· State and local agencies use separate, mostly unintergrated GISs. |
Targeting Growth |
Target state development funding in designated urban areas and encourage compact development there |
· Target state funding for physical development projects in state designated CIAs and withhold funding elsewhere · Focus private utility investment in CIAs · Expand tax credits to promote private sector activities consistent with CIAs · Expand urban sites remediation fund to cover additional sites in CIAs · Pre-permit targeted business clusters to speed development in CIAs · Streamline permitting for all businesses in CIAs |
· Plan of C&D generally favors locating proposed state projects where infrastructure already exists · Housing tax incentives are generally available statewide while those for economic development are mostly geographically targeted · Urban sites remediation program already targets contaminated but otherwise economically viable sites in 30 designated distressed municipalities · Expedited licensing and permitting for certain large scale projects |
Open Space |
· Establish a dedicated funding source to acquire open space and preserve farms · Update state Greenway Plan · Offer financial and technical assistance as a way to encourage towns to use large lot zoning, cluster development, transfer of development rights, and other zoning tools. |
· Increase bond funding for open space acquisitions and shorten 25-year timeframe for achieving state open space acquisition goal · Renew farmland preservation program · Allow income tax deduction for open space preservation · Plan and fund statewide greenway multi-use trails |
· Legislature recently increased bond funding for open space acquisition, but not farmland preservation · Law allows corporate tax credits for open space preservation · Federal transportation funds currently fund greenways |
Affordable Housing |
Offer incentives that simultaneously curb sprawl while addressing the Plan of C&D's housing goals |
· Establish a "rehab code" to stimulate rehabilitation in urban areas · Provide urban homeownership mortgage assistance, real estate conveyance tax waivers, and urban payroll tax credits |
· Building code waivers are available in locally designated neighborhood revitalization zones · State runs several programs aimed at increasing homeownership in urban areas |
Fiscal Zoning |
Encourage towns to share revenues; jointly provide services; and collectively fund urban revitalization, public transit, open space purchases, and other activities through regional compacts. |
No comparable recommendation |
Towns can share revenues and jointly perform any function or provide any service they can provide by themselves |
Land Use and Transportation Link |
Encourage towns to stimulate "station area development" by permitting this use, acquiring the necessary land, and providing the supporting infrastructure |
No comparable recommendations |
· Current policy includes improving the relationship of transportation and land use decisions with particular emphasis on directing new industrial, commercial, and residential development to accessible locations · Connecticut Transportation Strategy Board's plan generally balances development and transportation needs in five geographic areas |
JR: ts